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Farid Anvarovich Gazizov

CRD# 4198631·Registered 2000 - 2015
Previously Registered: Being a previously registered professional could mean that Farid is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Farid Anvarovich Gazizov was a registered financial advisor. Farid was a previously registered financial professional and started their career in finance 2000 - 2015. Farid had worked at 3 firms and has passed the SIE, Series 56, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

CASSANDRA TRADING GROUP, LLC·CRD# 117818
BD
Chicago, IL
September 29, 2014 - August 11, 2015
CASSANDRA TRADING GROUP, LLC·CRD# 117818
BD
Chicago, IL
October 31, 2013 - December 11, 2013
G-2 TRADING,LLC·CRD# 44018
BD
New York, NY
April 21, 2006 - August 22, 2006
ELECTRONIC TRADING GROUP, LLC·CRD# 37453
BD
New York, NY
October 31, 2001 - November 11, 2003
ELECTRONIC TRADING GROUP, LLC·CRD# 37453
BD
New York, NY
July 24, 2000 - July 24, 2001

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Current Firm

CT
CASSANDRA TRADING GROUP, LLC

CASSANDRA TRADING GROUP, LLC

CRD#: 117818 / SEC#: 8-53607
BD
Terminated by SEC on 10/03/2015

Contact Information

Established

Illinois since 10/31/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MOORE, MICHAEL PETERMANAGING MEMBER2357444

Disclosures

Regulatory Event

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Aug 2015About the SIE exam

Series 56 — Proprietary Trader Qualification Examination

Passed Oct 2014

Series 55 — Limited Representative-Equity Trader Exam

Passed Aug 2000

Series 7 — General Securities Representative Examination

Passed Jul 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2003About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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