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QT

Quincey J. Tittle

Some features on this profile are disabled
CRD#: 4198603
QT

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Quincey Jason Tittle, who also goes by Quincy Jason Tittle, was a registered financial professional .

Quincey is a previously registered financial professional and started their career in finance in 2001. Quincey had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Quincy Jason Tittle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 22, 2016 - April 17, 2017

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
MIRAMAR, FL
Past

July 2, 2014 - January 9, 2015

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
BOCA RATON, FL
Past

December 8, 2010 - August 9, 2012

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
PLANTATION, FL
Past

August 28, 2007 - October 1, 2009

WORLD GROUP SECURITIES, INC.

BD
CRD#: 114473
WESTON, FL
Past

November 17, 2004 - September 7, 2005

CHICAGO INVESTMENT GROUP, LLC

BD
CRD#: 11853
CHICAGO, IL
Past

April 6, 2004 - August 16, 2004

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY
Past

August 28, 2002 - May 30, 2003

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
BOCA RATON, FL
Past

January 2, 2002 - July 25, 2002

LADENBURG CAPITAL MANAGEMENT INC.

BD
CRD#: 14623
BETHPAGE, NY
Past

October 8, 2001 - January 2, 2002

LADENBURG THALMANN & CO. INC.

BD
CRD#: 505
NEW YORK, NY
Past

May 30, 2001 - November 7, 2001

CONTINENTAL BROKER-DEALER CORP.

BD
CRD#: 14048
CARLE PLACE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/16/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/17/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/29/2001
General Securities Representative Examination

Current Firm

FF
FORESTERS FINANCIAL SERVICES, INC.
FIRST INVESTORS CORPORATION | FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305 / SEC#: , 8-13891

BD
Terminated by SEC on 10/24/2020
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 02/07/1968
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
FORESTERS INVESTMENT MANAGEMENT COMPANY, INC.SHAREHOLDER
GANNON, FRANCIS XAVIERPRESIDENT AND CHIEF FINANCIAL OFFICER6181654
REILLY, ELIZABETH ANNSENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER1428527

Disclosures

Regulatory Event34
Civil Event3
Arbitration18

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

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