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Alexander Kane Taylor

CRD# 4198149·Registered 2000 - 2026
Previously Registered: Being a previously registered professional could mean that Alexander is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Alexander Kane Taylor, who also goes by Alexander Kane Taylor, Al Taylor, was a registered financial advisor. Alexander was a previously registered financial professional and started their career in finance 2000 - 2026. Alexander had worked at 4 firms and has passed the Series 63, Series 3, Series 57TO, Series 7TO, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alexander Kane Taylor, Al Taylor

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

HURON TRANSACTION ADVISORY LLC·CRD# 166959
BD
Chicago, IL
April 8, 2024 - September 22, 2026
STONEX OUTSOURCED SERVICES LLC·CRD# 30773
BD
Chicago, IL
March 17, 2023 - February 20, 2024
NOMURA SECURITIES INTERNATIONAL, INC.·CRD# 4297
BD
New York, NY
October 11, 2011 - October 5, 2012
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
October 11, 2002 - October 17, 2011
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
May 24, 2000 - August 30, 2000

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Current Firm

HT
HURON TRANSACTION ADVISORY LLC

HURON CORPORATE FINANCE LLC | HURON TRANSACTION ADVISORY LLC

CRD#: 166959 / SEC#: 8-69237
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

550 West Van Buren Street, Suite 1700, Chicago, IL 60607

Mailing Address

550 West Van Buren Street, Suite 1700, Chicago, IL 60607

Phone Number

(312) 583-8700

Established

Delaware since 01/30/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
HURON CONSULTING GROUP HOLDINGS LLCPARENT—
BODINE, JOHN MICHAELVICE PRESIDENT, PRINCIPAL, MANAGER, EXECUTIVE REPRESENTATIVE4790936
CALDER-KATZ, HOPE ELLENSECRETARY8015749
LENART, BRIAN DOUGLASFINOP, CFO, PFO/POO, CCO, AMLCO736107
PLAIA, STEPHANIE DIANEPRINCIPAL7480477

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2023About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Jun 2023About the Series 3 exam

Series 57TO — Securities Trader Exam

Passed Mar 2023About the Series 57TO exam

Series 7TO — General Securities Representative Examination

Passed Mar 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2023About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Nov 2002

Series 7 — General Securities Representative Examination

Passed Oct 2002About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2023About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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