Alexander K. Taylor
Professional summary
Alexander Kane Taylor, who also goes by Alexander Kane Taylor, Al Taylor, is a registered financial professional currently at HURON TRANSACTION ADVISORY LLC located in Chicago, Illinois.
Alexander is registered as a RR (Registered Representative) and started their career in finance in 2000. Alexander has worked at 4 firms and has passed the Series 63, Series 3, Series 57TO, Series 7TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexander Kane Taylor's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 8, 2024 - Present
HURON TRANSACTION ADVISORY LLC
Office #1: 550 West Van Buren Street, Suite 1700, Chicago, IL 60607March 17, 2023 - February 20, 2024
STONEX OUTSOURCED SERVICES LLC
October 11, 2011 - October 5, 2012
NOMURA SECURITIES INTERNATIONAL, INC.
October 11, 2002 - October 17, 2011
GOLDMAN SACHS & CO. LLC
May 24, 2000 - August 30, 2000
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/8/2024)
Exams
Series 57TO
Date: 3/31/2023
Securities Trader ExamSeries 7TO
Date: 3/17/2023
General Securities Representative ExaminationSeries 55
Date: 11/20/2002
Limited Representative-Equity Trader ExamFINRA
Current Firm
HURON TRANSACTION ADVISORY LLC
CRD#: 166959 / SEC#: , 8-69237
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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