Peter J. Mcdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Joseph Mcdonald was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2000. Peter had worked at 6 firms and has passed the Series 63, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2012 - January 8, 2013
WALLACHBETH CAPITAL LLC
February 1, 2010 - June 7, 2012
AURIGA USA, LLC
August 21, 2007 - December 31, 2009
WALL STREET ACCESS
March 3, 2006 - August 21, 2007
BROADPOINT AMTECH, INC.
August 12, 2004 - March 15, 2006
UBS SECURITIES LLC
October 20, 2000 - August 6, 2004
BMO CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WALLACHBETH CAPITAL LLC
CRD#: 147853 / SEC#: , 8-67936
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
