Daniel E. Kuhlman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Eric Kuhlman was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2003. Daniel had worked at 8 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2012 - February 13, 2013
DLX FINANCIAL GROUP, LLC
May 27, 2010 - June 13, 2012
LPL FINANCIAL LLC
July 23, 2007 - February 10, 2009
AVIOR CAPITAL, LLC
June 19, 2007 - March 23, 2010
FINACORP SECURITIES
December 4, 2006 - April 13, 2007
WORLD TRADE FINANCIAL CORPORATION
October 4, 2005 - November 28, 2006
INDEPENDENT FINANCIAL GROUP, LLC
October 4, 2005 - November 28, 2006
INDEPENDENT FINANCIAL GROUP, LLC
October 18, 2004 - August 22, 2005
LPL FINANCIAL LLC
October 18, 2004 - August 22, 2005
LPL FINANCIAL LLC
March 31, 2004 - August 30, 2004
AVIOR CAPITAL, LLC
May 15, 2003 - June 13, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
April 23, 2003 - June 13, 2003
IDS LIFE INSURANCE COMPANY
April 23, 2003 - June 13, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DLX FINANCIAL GROUP, LLC
CRD#: 158690 / SEC#: , 8-68916
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CURIEL, EDWARD EMILIO | CEO,CFO,FINOP, CCO AMLCO | 1343647 |
Red Flags
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