Michael K. Milano

LIVERMORE TRADING GROUP

New York, NY 10005

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CRD#: 4197917

Professional summary

Michael Kevin Milano, who also goes by Michael K Milano, is a registered financial professional currently at LIVERMORE TRADING GROUP, INC. located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 6 firms and has passed the Series 63, SIE, Series 57, Series 7, Series 25 and Series 10 exams.

Question & Answer

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Aliases

Michael K Milano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Kevin Milano's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 27, 2017 - Present

LIVERMORE TRADING GROUP, INC.

Office #1: 11 Wall Street, New York, NY 10005

CRD#: 32968

New York, NY

Past

October 24, 2011 - March 3, 2017

G&L PARTNERS, INC.

CRD#: 129605

SEA CLIFF, NY

Past

December 1, 2008 - May 17, 2011

TD PRIME SERVICES LLC

CRD#: 1914

NEW YORK, NY

Past

December 27, 2006 - January 7, 2009

BATTENKILL CAPITAL, INC.

CRD#: 131548

MANCHESTER CENTER, VT

Past

March 5, 2001 - June 3, 2001

LABRANCHE FINANCIAL SERVICES, LLC

CRD#: 7432

NEW YORK, NY

Past

October 5, 2000 - January 25, 2001

LABRANCHE FINANCIAL SERVICES, LLC

CRD#: 7432

NEW YORK, NY

Past

October 1, 2000 - January 3, 2007

MCKEON BROTHERS, LLC

CRD#: 42774

OYSTER BAY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(2/27/2017)

Exams

State Security Law Exam

Series 63

Date: 5/19/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 57

Date: 5/12/2016

Securities Trader Exam

General Industry/Product Exam

Series 7

Date: 5/6/2000

General Securities Representative Examination

General Industry/Product Exam

Series 25

Date: 2/29/2000

NYSE Trading Assistant Examination

Principal/Supervisory Exam

Series 10

Date: 1/22/2001

General Securities Sales Supervisor - General Module Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

New York Stock Exchange

Current Firm

LIVERMORE TRADING GROUP, INC.

LIVERMORE TRADING GROUP, INC. | MALBIN SECURITIES CORP

CRD#: 32968 / SEC#: , 8-45248

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

11 Wall Street, New York, NY 10005

Mailing Address

C/o Accounting & Compliance International 199 Water Street 9th Floor, New York, NY, 10038

Phone number

(212) 742-0460

Established

New York since 10/09/1992

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FINNERTY, ROBERT JAMES	NON-VOTING SHAREHOLDER	4324883
MCKENNA, PETER	NON-VOTING SHAREHOLDER	5200388
FITZGERALD, HEATHER MARIE	FINOP/PFO/POO	4427665
NAPOLITANO, VINCENT FRANK	PRES/CEO/SECRETARY/TREASURER/CCO/COO/DIRECTOR/VOTING SHAREHOLDER	3109342

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael K. Milano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Kevin Milano's CRS (Customer Relationship Summary).

Certified licenses

Experience

G&L PARTNERS, INC.

TD PRIME SERVICES LLC

BATTENKILL CAPITAL, INC.

LABRANCHE FINANCIAL SERVICES, LLC

LABRANCHE FINANCIAL SERVICES, LLC

MCKEON BROTHERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/19/2000

SIE

Date: 10/1/2018

Series 57

Date: 5/12/2016

Series 7

Date: 5/6/2000

Series 25

Date: 2/29/2000

Series 10

Date: 1/22/2001

FINRA

NYSE American LLC

New York Stock Exchange

Current Firm

LIVERMORE TRADING GROUP, INC.

Contact information

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LIVERMORE TRADING GROUP, INC.

TRUST BUT VERIFY

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