NP
Nathan A. Perry
M HOLDINGS SECURITIES
Dallas, TX 75204
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CRD#: 4197800
NP
Professional summary
Nathan Allan Perry is a registered financial advisor currently at M HOLDINGS SECURITIES, INC. located in Dallas, Texas and M FINANCIAL ASSET MANAGEMENT, INC. located in Dallas, Texas.
Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Nathan has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Allen Eagle Lacrosse Club; P.O. Box 324, Allen TX 75013; Non-profit; Not investment-related; Secretary; take board meeting notes, vote on budgetary items, assist with fundraiser planning, game day activity set up; 7/01/2024; 15 hours per month; 0 hours per month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Allan Perry's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Nathan Allan Perry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 27, 2023 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 2699 Howell Street Suite 1100, Dallas, TX 75204RIA
BD
CRD#: 43285
Dallas, TX
Current
November 2, 2023 - Present
M FINANCIAL ASSET MANAGEMENT, INC.
Office #1: 2828 Routh St, Dallas, TX 75204RIA
CRD#: 136694
Dallas, TX
Current
September 27, 2023 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 2699 Howell Street Suite 1100, Dallas, TX 75204RIA
BD
CRD#: 43285
Dallas, TX
Past
August 16, 2021 - August 22, 2023
FISHER INVESTMENTS
RIA
CRD#: 107342
PLANO, TX
Past
September 26, 2007 - January 13, 2021
BLACKROCK INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 108928
Houston, TX
Past
February 21, 2007 - January 13, 2021
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
DALLAS, TX
Past
October 5, 2001 - December 31, 2001
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Past
August 10, 2000 - July 3, 2001
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(9/5/2024)
IAR
California(8/14/2024)
IAR
Colorado(8/14/2024)
IAR
Connecticut(8/14/2024)
IAR
Florida(8/30/2024)
IAR
Iowa(8/14/2024)
IAR
Louisiana(8/21/2024)
IAR
Michigan(8/14/2024)
IAR
Nebraska(8/15/2024)
IAR
New Jersey(8/14/2024)
IAR
New York(8/14/2024)
IAR
North Carolina(8/14/2024)
IAR
Oregon(8/14/2024)
IAR
Pennsylvania(8/14/2024)
IAR
Texas(9/27/2023)
IAR
Virginia(8/14/2024)
IAR
Washington(8/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/11/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1125 N.w. Couch Street Suite 900, Portland, OR 97209
Mailing Address
P.o. Box 2207, Portland, OR 97208-2207
Phone number
(888) 520-6784
Established
Oregon since 03/21/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,442
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
M HOLDINGS SECURITIES, INC.
CRD#: 43285Dallas, TX 75204TRUST BUT VERIFY
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