Lee L. Stamper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lee Lee Stamper, who also goes by Lee Stamper, Stephen Lee Stamper, was a registered financial professional .
Lee is a previously registered financial professional and started their career in finance in 2000. Lee had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2014 - January 3, 2019
FARMERS FINANCIAL SOLUTIONS, LLC
February 4, 2014 - July 23, 2014
CEROS FINANCIAL SERVICES, INC.
November 11, 2013 - November 11, 2013
HALEN CAPITAL
July 12, 2012 - October 2, 2013
FURTHER LANE SECURITIES, L.P.
December 7, 2007 - June 27, 2012
TD AMERITRADE, INC.
December 7, 2007 - June 27, 2012
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
December 7, 2007 - June 27, 2012
TD AMERITRADE, INC.
October 26, 2004 - November 9, 2007
ADVISORS ASSET MANAGEMENT, INC.
January 16, 2002 - November 9, 2007
ADVISORS ASSET MANAGEMENT, INC.
July 24, 2000 - August 8, 2001
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
