Joseph B. Devera

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CRD#: 4197672

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joseph Benedict Devera, who also goes by Joseph Devera, was a registered financial professional .

Joseph is a previously registered financial professional and started their career in finance in 2001. Joseph had worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Joseph Devera

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 2, 2022 - January 3, 2023

CATALYST CAPITAL ADVISORS LLC

RIA

CRD#: 139895

New York, NY

Past

June 2, 2022 - January 3, 2023

ALT FUND DISTRIBUTORS LLC

CRD#: 146547

NEW YORK, NY

Past

November 13, 2019 - June 23, 2022

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

RIA

CRD#: 108257

New York, NY

Past

August 22, 2019 - June 23, 2022

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

CRD#: 840

NEW YORK, NY

Past

October 23, 2008 - February 27, 2018

AMG DISTRIBUTORS, INC.

CRD#: 27314

STAMFORD, CT

Past

January 18, 2007 - May 21, 2007

SENTINEL FINANCIAL SERVICES COMPANY

CRD#: 31175

MONTPELIER, VT

Past

May 30, 2003 - September 13, 2006

DEAM INVESTOR SERVICES, INC.

CRD#: 754

NEW YORK, NY

Past

September 28, 2001 - May 30, 2003

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CATALYST CAPITAL ADVISORS LLC

CRD#: 139895 / SEC#: 801-66886

RIA

Registered Investment Advisory firm - (6/9/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/1/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/27/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/27/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/27/2001

General Securities Representative Examination

Current Firm

CATALYST CAPITAL ADVISORS LLC

CRD#: 139895 / SEC#: 801-66886

RIA

Registered Investment Advisory firm - (6/9/2006 Approved)

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Contact information

Main Address

207 Calle De Parque Floor 7, Suite 2, San Juan, PR 00912

Mailing Address

Phone number

(646) 757-8387

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 10,130,157,646

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph B. Devera

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALT FUND DISTRIBUTORS LLC

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

AMG DISTRIBUTORS, INC.

SENTINEL FINANCIAL SERVICES COMPANY

DEAM INVESTOR SERVICES, INC.

DEUTSCHE BANK SECURITIES INC.

Primary Firm SEC Registration

CATALYST CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/1/2019

Series 63

Date: 8/27/2001

SIE

Date: 2/27/2018

Series 7

Date: 9/27/2001

Current Firm

CATALYST CAPITAL ADVISORS LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

CATALYST CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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