Ada E. Montano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ada Elizabeth Montano, who also goes by Lisa J Montano, Lisa Ada Elizabeth Montano, was a registered financial professional .
Ada is a previously registered financial professional and started their career in finance in 2000. Ada had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2021 - July 26, 2022
OCEAN BLUE WEALTH SERVICES LLC
November 20, 2009 - April 5, 2021
LATITUDE ADVISORS, LLC
November 2, 2009 - November 19, 2012
GWN SECURITIES INC.
June 3, 2002 - November 16, 2009
MEDALLION ADVISORY SERVICES, LLC
May 31, 2002 - November 16, 2009
MEDALLION INVESTMENT SERVICES, INC.
June 26, 2000 - June 3, 2002
FFP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OCEAN BLUE WEALTH SERVICES LLC
CRD#: 312265 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 3,557,609 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
