Anthony Bunnell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Bunnell, who also goes by Anthony E Bunnell, Anthony Edward Bunnell, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 2000. Anthony had worked at 10 firms and has passed the Series 65, Series 66, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2022 - November 14, 2023
AFS SECURITIES, LLC
November 20, 2019 - May 29, 2024
MORGAN STANLEY
November 20, 2019 - May 29, 2024
MORGAN STANLEY
January 9, 2017 - September 9, 2019
GOLDMAN SACHS & CO. LLC
May 21, 2015 - December 31, 2017
HONEST DOLLAR
June 20, 2014 - February 10, 2015
SECURIAN FINANCIAL SERVICES, INC.
March 31, 2011 - May 22, 2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
January 9, 2008 - December 4, 2009
MMC SECURITIES LLC
August 17, 2007 - December 4, 2009
MMC SECURITIES LLC
December 6, 2004 - July 23, 2007
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
April 12, 2004 - December 3, 2004
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
April 12, 2004 - December 6, 2004
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
April 3, 2002 - March 27, 2003
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
April 3, 2002 - March 27, 2003
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
June 26, 2000 - January 22, 2002
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AFS SECURITIES, LLC
CRD#: 171819 / SEC#: , 8-69483
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN FINANCIAL SYSTEMS, INC. | OWNER | |
| ADRIEN, JACQUES C | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 2996942 |
| BENDER, STEVEN CHRISTOPHER | FINOP | 2650187 |
| BUNNELL, ANTHONY | CHIEF EXECUTIVE OFFICER, CHAIRMAN, BOARD OF MANAGERS | 4197371 |
| GIVENS, WILLIAM | CHIEF COMPLIANCE OFFICER | 2790454 |
| JOHNSON, DANIEL ROYCE | PRESIDENT, DESIGNATED RESPONSIBLE PRODUCER | 1225931 |
| MCDONALD, BRIAN THOMAS | BOARD OF MANAGERS | 2281813 |
Red Flags
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