Moshe A. Shaltiel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Moshe Avram Shaltiel, who also goes by Moshe Avraam Shaltiel, was a registered financial professional .
Moshe is a previously registered financial professional and started their career in finance in 1969. Moshe had worked at 8 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 1990 - October 7, 1998
R. D. KUSHNIR & CO.
April 10, 1989 - October 26, 1990
KESSLER ASHER CLEARING L.P.
November 24, 1981 - May 8, 1990
GILFORD SECURITIES INCORPORATED
January 31, 1980 - September 18, 1981
UBS FINANCIAL SERVICES INC.
May 12, 1975 - January 31, 1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
October 16, 1973 - June 8, 1975
KIDDER, PEABODY & CO., INCORPORATED
May 19, 1972 - November 10, 1973
LEHMAN BROTHERS INCORPORATED
September 17, 1969 - June 20, 1972
WEIS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/10/1969
Registered Representative ExaminationCurrent Firm
R. D. KUSHNIR & CO.
CRD#: 24013 / SEC#: , 8-40836
Contact information
Documents
Red Flags
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