John Joseph Mulkern Jr.
Professional Summary
John Joseph Mulkern JR., who also goes by John Mulkern, is a registered financial advisor currently at SS&C MARKET SERVICES, LLC located in Braintree, Massachusetts and EZE CASTLE TRANSACTION SERVICES LLC located in Waltham, Massachusetts. John is registered as a RR (Registered Representative) and started their career in finance in 2000. John has worked at 21 firms and has passed the Series 63, Series 99TO, SIE, Series 51, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John Mulkern
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Contact Information
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Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
EZE CASTLE TRANSACTION SERVICES LLC | EZE CASTLE TRANSACTION SERVICES, INC.
Contact Information
Main Address
500 Totten Pond Road 2nd Floor, Waltham, MA, 02451Mailing Address
500 Totten Pond Road 2nd Floor, Waltham, MA, 02451Phone Number
(617) 574-5459Established
Delaware since 10/02/2006Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/20/2024)
(5/10/2023)
(4/6/2022)
(11/5/2024)
(6/19/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Joseph Mulkern JR.'s CRS (Customer Relationship Summary).
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