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JM

John J. Mulkern

SS&C MARKET SERVICES

Braintree, MA 02184

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CRD#: 4197230

Professional summary

John Joseph Mulkern JR., who also goes by John Mulkern, is a registered financial professional currently at SS&C MARKET SERVICES, LLC located in Braintree, Massachusetts.

John is registered as a RR (Registered Representative) and started their career in finance in 2000. John has worked at 20 firms and has passed the Series 63, Series 99TO, SIE, Series 51, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

John Mulkern

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Joseph Mulkern JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 6, 2022 - Present

SS&C MARKET SERVICES, LLC

Office #1: 30 Braintree Hill Park, Braintree, MA 02184Office #2: One Post Office Square, Boston, MA 02109

BD

CRD#: 23568

Braintree, MA

Past

March 8, 2022 - April 6, 2022

BARRAMUNDI CAPITAL LLC

BD

CRD#: 316044

BOCA RATON, FL

Past

October 3, 2018 - August 19, 2020

U. S. BOSTON CAPITAL CORPORATION

BD

CRD#: 5251

LINCOLN, MA

Past

January 11, 2017 - July 31, 2018

ASCENSUS FINANCIAL SERVICES, LLC.

BD

CRD#: 147257

DRESHER, PA

Past

March 21, 2012 - July 31, 2018

ASCENSUS BROKER DEALER SERVICES, LLC

BD

CRD#: 36478

NEWTON, MA

Past

June 23, 2005 - March 16, 2012

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

BD

CRD#: 5496

BOSTON, MA

Past

June 23, 2005 - March 16, 2012

CLARENDON INSURANCE AGENCY, INC.

BD

CRD#: 7395

WALTHAM, MA

Past

May 7, 2004 - May 25, 2005

BARINGS SECURITIES LLC

BD

CRD#: 36929

CHARLOTTE, NC

Past

November 8, 2002 - April 2, 2004

PROFUNDS DISTRIBUTORS, INC.

BD

CRD#: 19541

BETHESDA, MD

Past

November 8, 2002 - April 2, 2004

FORESIDE INVESTMENT SERVICES, LLC

BD

CRD#: 30016

PORTLAND, ME

Past

November 8, 2002 - April 2, 2004

CITI DISTRIBUTION SERVICES, INC.

BD

CRD#: 29244

BOSTON, MA

Past

November 8, 2002 - April 2, 2004

BISYS SHELF B/D (1), INC.

BD

CRD#: 26501

BOSTON, MA

Past

November 8, 2002 - April 2, 2004

HEARTLAND INVESTOR SERVICES, LLC

BD

CRD#: 29693

BOSTON, MA

Past

November 8, 2002 - April 2, 2004

FUNDS DISTRIBUTOR, LLC

BD

CRD#: 7174

PORTLAND, ME

Past

November 8, 2002 - April 2, 2004

FTFD FUND DISTRIBUTOR, INC.

BD

CRD#: 22229

BOSTON, MA

Past

November 8, 2002 - April 2, 2004

EVERGREEN DISTRIBUTOR, INC.

BD

CRD#: 35773

BOSTON, MA

Past

November 8, 2002 - April 2, 2004

STI CLASSIC FUND SERVICES, INC

BD

CRD#: 35746

BOSTON, MA

Past

November 8, 2002 - April 2, 2004

BD COMPLIANCE SOLUTIONS, LLC

BD

CRD#: 30188

PORTLAND, ME

Past

November 8, 2002 - April 2, 2004

FORESIDE DISTRIBUTION SERVICES, L.P.

BD

CRD#: 15634

PORTLAND, ME

Past

July 11, 2000 - October 25, 2002

NATIXIS DISTRIBUTION, LLC

BD

CRD#: 34754

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

Arkansas
(9/20/2024)

RR

Connecticut
(5/10/2023)

RR

Massachusetts
(4/6/2022)

RR

Oregon
(11/5/2024)

RR

Texas
(6/19/2024)

Exams

State Security Law Exam

RR

Series 63

Date: 12/6/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

RR

SIE

Date: 7/31/2018

Securities Industry Essentials Examination

Principal/Supervisory Exam

RR

Series 51

Date: 11/2/2012

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

RR

Series 27

Date: 9/13/2012

Financial and Operations Principal Examination

Principal/Supervisory Exam

RR

Series 24

Date: 9/15/2000

General Securities Principal Examination

SRO Registrations

RR

FINRA

Current Firm

SM

SS&C MARKET SERVICES, LLC

AE SERVICES, INC. | WALL STREET PREFERRED MONEY MANAGERS, INC. | WALL STREET ADVISORS, LLC | WALL STREET ADVISORS, INC. | WALL STREET ADVISOR SERVICES, LLC | SS&C MARKET SERVICES, LLC | DST MARKET SERVICES, LLC

CRD#: 23568 / SEC#: , 8-40530

BD

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

One Post Office Square 9th Floor, Boston, MA 02109

Mailing Address

One Post Office Square 9th Floor, Boston, MA 02109

Phone number

(770) 370-4150

Established

New York since 01/12/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SS&C GIDS, INC.	100% OWNER
BECK, DANIEL BRIAN	PRESIDENT	3025596
LONG, PATRICK JEROME	HEAD OF OPERATIONS	6093124
MULKERN, JOHN JOSEPH JR.	CHIEF COMPLIANCE OFFICER AND SECRETARY	4197230
SCHELL, BRIAN NORMAN	ASSISTANT SECRETARY	4414042
STUCKY, TODD DOUGLAS	FINOP, PRINCIPAL FINANCIAL OFFICER	1551348

Disclosures

Regulatory Event

1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SS&C MARKET SERVICES, LLC

CRD#: 23568Braintree, MA 02184

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