Shawn L. Kennedy

PENDULUM WEALTH PARTNERS | Financial Advisor

ITASCA, IL 60143

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CRD#: 4197128

Professional summary

Shawn L Kennedy is a registered financial advisor currently at PENDULUM WEALTH PARTNERS located in Itasca, Illinois.

Shawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Shawn has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Retirement Planning Strategies

Investment Management

Insurance

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Licensed insurance agent; Not investment-related; Itasca, Illinois 60143; Insurance sales; Implementation of insurance recommendations; 16 hours per month, 0 during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn L Kennedy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 2, 2025 - Present

PENDULUM WEALTH PARTNERS

Office #1: 500 Park Blvd Ste 1400, Itasca, IL 60143

RIA

CRD#: 335762

ITASCA, IL

Past

December 19, 2003 - May 8, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Burr Ridge, IL

Past

December 19, 2003 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 19, 2003 - May 8, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Burr Ridge, IL

Past

July 1, 2003 - December 8, 2003

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

OAKBROOK TERRACE, IL

Past

July 1, 2003 - December 8, 2003

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

October 16, 2000 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

OAKBROOK, IL

Past

July 24, 2000 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PENDULUM WEALTH PARTNERS

EJMK VENTURES LLC | PENDULUM WEALTH PARTNERS | PENDULUM PARTNERS

CRD#: 335762 / SEC#: 801-132537

RIA

Registered Investment Advisory firm - (4/25/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/15/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/18/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/21/2000

General Securities Representative Examination

Current Firm

PENDULUM WEALTH PARTNERS

EJMK VENTURES LLC | PENDULUM WEALTH PARTNERS | PENDULUM PARTNERS

CRD#: 335762 / SEC#: 801-132537

RIA

Registered Investment Advisory firm - (4/25/2025 Approved)

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Contact information

Main Address

500 Park Blvd Ste 1400, Itasca, IL 60143

Mailing Address

Phone number

(630) 861-6143

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PENDULUM PARTNERS DISCLOSURE BROCHURE (8/21/2025)

Regulatory assets under management

Total Number of Accounts	3,087
AUM (Assets Under Management)	$ 254,387,315

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

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Shawn L. Kennedy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn L Kennedy's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

PENDULUM WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 9/15/2000

Series 63

Date: 8/18/2000

SIE

Date: 10/1/2018

Series 7

Date: 7/21/2000

Current Firm

PENDULUM WEALTH PARTNERS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PENDULUM WEALTH PARTNERS

TRUST BUT VERIFY

Contact information

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