Shawn L Kennedy
Professional Summary
Shawn L Kennedy is a registered financial advisor currently at PENDULUM WEALTH PARTNERS located in Itasca, Illinois. Shawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Shawn has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Retirement Planning
- Investment Management
- Risk Management & Insurance
Other Aliases
There are no additional aliases reported.
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COUNTRY CAPITAL MANAGEMENT COMPANY
J.P. MORGAN SECURITIES LLC
VERTEX PARTNERS
INDEPENDENT FINANCIAL GROUP, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
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J.P. MORGAN SECURITIES LLC
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Contact Information
Direct
(xxx) xxx-xxxx
facebook.com/xxxxxx
xxxxx@xxxx.xxx
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J.P. MORGAN SECURITIES LLC
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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COUNTRY CAPITAL MANAGEMENT COMPANY
J.P. MORGAN SECURITIES LLC
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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COUNTRY CAPITAL MANAGEMENT COMPANY
J.P. MORGAN SECURITIES LLC
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Current Firm
EJMK VENTURES LLC | PENDULUM WEALTH PARTNERS | PENDULUM PARTNERS
Contact Information
Main Address
500 Park Blvd Ste 1400, Itasca, IL 60143Phone Number
(630) 861-6143# of Employees
13SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
927AUM (Assets Under Management)
$282,822,771Similar Advisors
COUNTRY CAPITAL MANAGEMENT COMPANY
J.P. MORGAN SECURITIES LLC
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
COUNTRY CAPITAL MANAGEMENT COMPANY
J.P. MORGAN SECURITIES LLC
VERTEX PARTNERS
INDEPENDENT FINANCIAL GROUP, LLC
Primary Firm SEC Registration
EJMK VENTURES LLC | PENDULUM WEALTH PARTNERS | PENDULUM PARTNERS
State Registrations and Notice Filings
(5/2/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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COUNTRY CAPITAL MANAGEMENT COMPANY
J.P. MORGAN SECURITIES LLC
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CRS (Client Relationship Summary) - RIA
Click below to view Shawn L Kennedy's CRS (Customer Relationship Summary).
Services Offered by Shawn
- Retirement Planning
- Investment Management
- Risk Management & Insurance
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COUNTRY CAPITAL MANAGEMENT COMPANY
J.P. MORGAN SECURITIES LLC
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INDEPENDENT FINANCIAL GROUP, LLC
