Jon E. Henderson

ECHO45 ADVISORS LLC

WALNUT CREEK, CA 94595

Some features on this profile are disabled

CRD#: 4196886

Professional summary

Jon E Henderson, CFP® is a registered financial advisor currently at ECHO45 ADVISORS LLC located in Walnut Creek, California.

Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Jon has worked at 2 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Echo45 Tax & Estate Address: 1801 N. California Blvd Ste 101, Walnut Creek, CA 94596 Nature of the business: tax preparation and estate planning assistance Position and duties: Owner and tax preparer Start Date: 6/10/2024 # of Hours per month devoted to Business: 40 # of Hours per month during trading hours: 30 2) Suburban Sawyer Address: 70 Sun Valley Dr, Walnut Creek, CA 94597 Nature of the business: artisan woodworking Position and duties: Owner Start Date: 7/1/2024 # of Hours per month devoted to Business: 20 # of Hours per month during trading hours: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon E Henderson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

February 24, 2020 - Present

ECHO45 ADVISORS LLC

Office #1: 1802 Tice Valley Blvd, Walnut Creek, CA 94595

RIA

CRD#: 307265

WALNUT CREEK, CA

Past

March 21, 2001 - February 25, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAN FRANCISCO, CA

Past

November 9, 2000 - February 25, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ECHO45 ADVISORS LLC

ECHO45 ADVISORS LLC | ECHO45 ADVISORS, LLC

CRD#: 307265 / SEC#: 801-118109

RIA

Registered Investment Advisory firm - (2/24/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/25/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/14/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 2/19/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/8/2000

General Securities Representative Examination

Current Firm

ECHO45 ADVISORS LLC

ECHO45 ADVISORS LLC | ECHO45 ADVISORS, LLC

CRD#: 307265 / SEC#: 801-118109

RIA

Registered Investment Advisory firm - (2/24/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1802 Tice Valley Blvd, Walnut Creek, CA 94595

Mailing Address

Phone number

(877) 432-4645

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (6/2/2025)

Regulatory assets under management

Total Number of Accounts	566
AUM (Assets Under Management)	$ 194,875,409

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Israel

STRATEGIC ADVISERS LLC

IAR

SAN RAMON, CA

Jason Cooke

EDELMAN FINANCIAL ENGINES

IAR

DANVILLE, CA

Maximilian Soares

J.P. MORGAN SECURITIES LLC

San Francisco, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jon E. Henderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon E Henderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ECHO45 ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/14/2001

SIE

Date: 10/1/2018

Series 31

Date: 2/19/2003

Series 7

Date: 11/8/2000

Current Firm

ECHO45 ADVISORS LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ECHO45 ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors