Austin L. Peterson
BACKBONE PLANNING PARTNERS LLC
Mesa, AZ 85206
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CRD#: 4196779
Professional summary
Austin Lee Peterson, CFP®, CLU® is a registered financial advisor currently at BACKBONE PLANNING PARTNERS LLC located in Mesa, Arizona.
Austin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Austin has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 06/26/2023 - Mattress and Furniture Surplus - Business Owner - Utah 84604 - Non investment related - 10 Hours per month - Start date: 12/1/2015. 2) 06/26/2023 - Non-Variable Insurance - Selling: IUL, UL, WL and fixed annuities - AZ 85234 - Investment related - Hours per month - Start date: 8 6/30/2023. 3) 06/26/2023 - Backbone Planning Partners, LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 4) 06/26/2023 - Oak Tree Venture Group, LLC - Business Entity For Tax/Investment Purposes Only - Utah 84604 - Non investment related - 10 Hours per month - Start date: 1/1/2021. 5) 06/26/2023 - Austin Lee Peterson - Radio Show - AZ 85234 - Noninvestment related - 4 Hours per month - Start date: 5/5/2020. 6) 07/05/2023 - Backbone Planning Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 6/30/2023 - 160 Hours Per Month/ 160 Hours During Trading - Time Spent 92% - I provide investment advisory services through Backbone Planning Partners, LLC, an independent investment advisor firm. I started this business activity in 06/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Austin Lee Peterson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
July 3, 2023 - Present
BACKBONE PLANNING PARTNERS LLC
Office #1: 3707 E Southern Avenue Suite 2027, Mesa, AZ 85206Office #2: 7477 West Lake Mead Blvd Ste 270, Las Vegas, NV 89128RIA
CRD#: 326699
Mesa, AZ
Past
June 29, 2023 - January 31, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
MESA, AZ
Past
December 21, 2016 - June 30, 2023
OSAIC FA, INC.
RIA
CRD#: 3978
GILBERT, AZ
Past
March 24, 2015 - June 30, 2023
OSAIC FA, INC.
BD
CRD#: 3978
GILBERT, AZ
Past
September 30, 2013 - February 17, 2015
SYMETRA SECURITIES, INC.
BD
CRD#: 739
BELLEVUE, WA
Past
April 15, 2013 - September 30, 2013
SIGNATOR FINANCIAL SERVICES, INC.
BD
CRD#: 19061
BELLEVUE, WA
Past
July 19, 2010 - March 7, 2013
P.J. ROBB VARIABLE, LLC
BD
CRD#: 38339
SALT LAKE CITY, UT
Past
March 26, 2004 - November 26, 2004
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
September 13, 2002 - September 12, 2003
A. CH. SECURITIES, INC.
BD
CRD#: 44630
DAYTON, OH
Past
July 16, 2001 - September 16, 2002
PACIFIC SELECT DISTRIBUTORS, LLC
BD
CRD#: 4452
NEWPORT BEACH, CA
Past
June 9, 2000 - May 15, 2001
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BP
BACKBONE PLANNING PARTNERS LLC
BACKBONE PLANNING PARTNERS LLC | PLANNING PARTNERS LLC
CRD#: 326699 / SEC#: 801-128212
RIA
Registered Investment Advisory firm - (6/23/2023 Approved)Arizona
Registered Investment Advisory firm - (6/11/2025 Terminated)California
Registered Investment Advisory firm - (7/11/2025 Terminated)Nevada
Registered Investment Advisory firm - (7/28/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(7/5/2023)
IAR
California(5/24/2024)
IAR
Nevada(7/5/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BP
BACKBONE PLANNING PARTNERS LLC
BACKBONE PLANNING PARTNERS LLC | PLANNING PARTNERS LLC
CRD#: 326699 / SEC#: 801-128212
RIA
Registered Investment Advisory firm - (6/23/2023 Approved)Arizona
Registered Investment Advisory firm - (6/11/2025 Terminated)California
Registered Investment Advisory firm - (7/11/2025 Terminated)Nevada
Registered Investment Advisory firm - (7/28/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7477 West Lake Mead Blvd Ste 270, Las Vegas, NV 89128
Mailing Address
Phone number
702569716
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 296 |
| AUM (Assets Under Management) | $ 91,455,641 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BACKBONE PLANNING PARTNERS LLC
CRD#: 326699Mesa, AZ 85206TRUST BUT VERIFY
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