Griselda Escamilla
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Griselda Escamilla, who also goes by Crissy Escamilla Chayer, Crissy Chayer, Griselda Escamilla Chayer, Crissy Escamilla, Griselda Escamilla, was a registered financial professional .
Griselda is a previously registered financial professional and started their career in finance in 2000. Griselda had worked at 20 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2019 - May 27, 2020
PARNASSUS FUNDS DISTRIBUTOR, LLC
January 28, 2019 - May 21, 2020
COMPASS DISTRIBUTORS, LLC
August 17, 2018 - May 21, 2020
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
September 27, 2017 - May 21, 2020
FORESIDE INVESTMENT SERVICES, LLC
August 14, 2017 - May 21, 2020
FORESIDE GLOBAL SERVICES, LLC
May 25, 2017 - May 21, 2020
FORESIDE FUNDS DISTRIBUTORS LLC
May 11, 2017 - May 21, 2020
FORESIDE FINANCIAL SERVICES, LLC
January 30, 2017 - May 21, 2020
ORBIS INVESTMENTS (U.S.), LLC
January 30, 2017 - May 21, 2020
NORTHERN FUNDS DISTRIBUTORS, LLC
January 30, 2017 - May 21, 2020
IMST DISTRIBUTORS, LLC
January 30, 2017 - May 21, 2020
FUNDS DISTRIBUTOR, LLC
January 30, 2017 - May 21, 2020
FORESIDE FUND SERVICES, LLC
January 30, 2017 - May 21, 2020
FORESIDE DISTRIBUTION SERVICES, L.P.
January 30, 2017 - May 21, 2020
FORESIDE ASSOCIATES, LLC
June 21, 2016 - December 27, 2016
KESTRA INVESTMENT SERVICES, LLC
September 19, 2012 - December 3, 2012
DISTRIBUTION SERVICES, LLC
September 19, 2012 - December 3, 2012
GRAND DISTRIBUTION SERVICES, LLC
April 18, 2011 - October 18, 2011
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
May 24, 2002 - March 16, 2007
STATE FARM VP MANAGEMENT CORP.
June 7, 2000 - January 5, 2001
JANUS HENDERSON DISTRIBUTORS US LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/21/2022
General Securities Representative ExaminationSeries 6TO
Date: 11/21/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
PARNASSUS FUNDS DISTRIBUTOR, LLC
CRD#: 15883 / SEC#: , 8-32878
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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