PS
Paul A. Squarcia
ONE CHARLES PRIVATE WEALTH
Fort Lauderdale, FL
Some features on this profile are disabled
CRD#: 4196537
PS
Professional summary
Paul Andrew Squarcia JR., who also goes by Paul A. Squarcia Jr., is a registered financial advisor currently at ONE CHARLES PRIVATE WEALTH located in Fort Lauderdale, Florida and PURSHE KAPLAN STERLING INVESTMENTS located in Hingham, Massachusetts.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Paul has worked at 4 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul A. Squarcia Jr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)PEAB LLC; NON INVESTMENT RELATED; MARATHON, FL; RENTAL PROPERTY; OWNER; START DATE: 01/19/2011; 0 HOURS DEVOTED; MANAGED BY A REAL ESTATE COMPANY. 2) ONE CHARLES PRIVATE WEALTH. INVESTMENT RELATED. 99 DERBY ST, SUITE 100 HINGHAM, MA 02043. RIA. FOUNDING PARTNER. START 11/13/2015. 200 HOURS/MONTH, 200 DURING TRADING. PROVIDE STRATEGIC INVESTMENT AND FIRM GUIDANCE. 3) PKS Financial-Investment related-80 State St, Albany, NY 12207-Insurance services-Insurance agent-11/13/15-30 hrs/mth-100% during securities hrs-Researches & implements fixed insurance products for clients. 4)Haft, LLC-Not investment related-99 Derby St, Suite 101, Hingham, MA 02043-Marine/Fishing Operations-Co-Owner-4/2016-0 hrs during trading hrs-Oversees business operations 5) One Charles Private Wealth Services, LLC. Investment Related. 99 Derby Street, Suite 100, Hingham, MA 04043. SEC RIA. Founding Partner. 11/2015. 280 Hrs/Mo; 140 Hrs During Trading Hours. Provide Investment Management Advice on Discretionary Basis as One Charles Private Wealth, an SEC Registered RIA. 6) Boys & Girls Club-Not investment related-31 Frank E. Hicks Drive, Mashpee, MA 02649-Youth Organization-Board of directors-4/2012-2 hrs/mth-0 during trading hrs-Board meetings 7) Peab, LLC-Not investment related-983 Ocotillo Lane, Marathon, FL 33050-Holding company-Managing partner-10/2009-2 hrs/mth-0 during trading hrs-Realty company 8) Haft, LLC-Not investment related-983 Ocotillo Lane, Marathon, FL 33050-Holding Company-Managing partner-4/2016-0 hrs/mth-0 during trading hrs-Holding company-No hours necessary. 9) Rhode Island Breakers AC LLC; 3030 NE 41ST STREET, Ft Lauderdale, FL; its an LLC, pro sport fishing; owner and runs the sport fishing team; comp comes from winning tournaments and sponsorships
CRS (Client Relationship Summary) - RIA
Click below to view Paul Andrew Squarcia JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 8, 2017 - Present
ONE CHARLES PRIVATE WEALTH
RIA
CRD#: 286635
Fort Lauderdale, FL
Current
November 13, 2015 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 99 Derby Street Suite 100, Hingham, MA 02043BD
CRD#: 35747
Hingham, MA
Past
November 13, 2015 - March 31, 2017
ONE CHARLES PRIVATE WEALTH, LLC
RIA
CRD#: 281121
HINGHAM, MA
Past
December 12, 2006 - November 16, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
HYANNIS, MA
Past
October 13, 2000 - December 31, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
HYANNIS, MA
Past
August 8, 2000 - November 16, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
HYANNIS, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OC
ONE CHARLES PRIVATE WEALTH
ONE CHARLES PRIVATE WEALTH | ONE CHARLES PRIVATE WEALTH SERVICES, LLC D/B/A/ CURAFIN ADVISORS | ONE CHARLES PRIVATE WEALTH SERVICES, LLC | ONE CHARLES PRIVATE WEALTH SERVICES
CRD#: 286635 / SEC#: 801-109973
RIA
Registered Investment Advisory firm - (2/15/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/10/2023)
RR
Colorado(9/28/2022)
RR
Connecticut(10/10/2023)
RR
District of Columbia(9/28/2022)
RR
Florida(11/13/2015)
IAR
Florida(8/15/2022)
RR
Idaho(4/6/2022)
RR
Massachusetts(11/13/2015)
IAR
Massachusetts(5/8/2017)
IAR
Montana(5/17/2021)
RR
New York(11/13/2015)
RR
Rhode Island(11/13/2015)
RR
West Virginia(10/10/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OC
ONE CHARLES PRIVATE WEALTH
ONE CHARLES PRIVATE WEALTH | ONE CHARLES PRIVATE WEALTH SERVICES, LLC D/B/A/ CURAFIN ADVISORS | ONE CHARLES PRIVATE WEALTH SERVICES, LLC | ONE CHARLES PRIVATE WEALTH SERVICES
CRD#: 286635 / SEC#: 801-109973
RIA
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Contact information
Main Address
99 Derby Street Suite 100, Hingham, MA 02043
Mailing Address
Phone number
(617) 337-4208
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 347 |
| AUM (Assets Under Management) | $ 936,375,657 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
