Thomas J. Harrington

PROVISE MANAGEMENT GROUP

Clearwater, FL 33756

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CRD#: 4196507

Professional summary

Thomas J Harrington, CFP®, who also goes by Thomas Joseph Harrington, Levine, is a registered financial advisor currently at PROVISE MANAGEMENT GROUP, LLC located in Clearwater, Florida and KESTRA INVESTMENT SERVICES, LLC located in Clearwater, Florida.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Thomas has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24, Series 4, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Joseph Harrington | Levine

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: PROVISE MANAGEMENT GROUP, LLC POSITION: Retirement Plan Advisor NATURE: Investment advisory services through an independent outside RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/29/2021 ADDRESS: 611 Druid Road East, Suite 105, Clearwater FL 33756 DESCRIPTION: Act as client relationship manager servicing ERISA Qualified Plan clients providing overall service, employee enrollment and education, and investment oversight at plan level

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas J Harrington's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

December 9, 2021 - Present

PROVISE MANAGEMENT GROUP, LLC

Office #1: 611 Druid Rd E. Ste 105, Clearwater, FL 33756

RIA

CRD#: 105375

Clearwater, FL

Current

December 3, 2021 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 611 Druid Road E Suite 105, Clearwater, FL 33756

CRD#: 42046

Clearwater, FL

Past

April 28, 2016 - November 16, 2021

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

AUSTIN, TX

Past

July 30, 2014 - September 22, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

TAMPA, FL

Past

July 29, 2014 - January 26, 2021

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

TAMPA, FL

Past

October 18, 2007 - August 20, 2014

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

ST. PETERSBURG, FL

Past

July 26, 2006 - January 5, 2010

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

May 3, 2006 - August 20, 2014

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

June 17, 2004 - February 1, 2006

TD AMERITRADE, INC.

RIA

CRD#: 7870

ST PETERSBURG, FL

Past

October 23, 2000 - February 1, 2006

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROVISE MANAGEMENT GROUP, LLC

PROVISE MANAGEMENT GROUP INC | PROVISE MANAGEMENT GROUP, LLC

CRD#: 105375 / SEC#: 801-32172

RIA

Registered Investment Advisory firm - (6/2/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(12/9/2021)

Florida
(12/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/30/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/3/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/6/2006

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 8/12/2004

Registered Options Principal Examination

Principal/Supervisory Exam

Series 10

Date: 11/5/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/11/2002

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

PROVISE MANAGEMENT GROUP, LLC

PROVISE MANAGEMENT GROUP INC | PROVISE MANAGEMENT GROUP, LLC

CRD#: 105375 / SEC#: 801-32172

RIA

Registered Investment Advisory firm - (6/2/1988 Approved)

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Contact information

Main Address

611 Druid Rd E. Ste 105, Clearwater, FL 33756

Mailing Address

Phone number

(727) 441-9022

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROVISE MANAGEMENT GROUP, LLC BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	3,439
AUM (Assets Under Management)	$ 1,804,308,550

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/23/2025	Cover Page	Report
01/16/2025	Cover Page	Report
11/01/2023	Cover Page	Report
12/07/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas J. Harrington

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas J Harrington's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

TD AMERITRADE, INC.

TD AMERITRADE, INC.

Primary Firm SEC Registration

PROVISE MANAGEMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/30/2004

Series 63

Date: 11/3/2000

SIE

Date: 10/1/2018

Series 7

Date: 10/20/2000

Series 24

Date: 6/6/2006

Series 4

Date: 8/12/2004

Series 10

Date: 11/5/2002

Series 9

Date: 10/11/2002

FINRA

Current Firm

PROVISE MANAGEMENT GROUP, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PROVISE MANAGEMENT GROUP, LLC

TRUST BUT VERIFY

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