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Dirk W. Van Erp

THE BENCHMARK COMPANY
New York, NY 10155
Some features on this profile are disabled
CRD#: 4196427
DV

Professional summary

Dirk William Van Erp is a registered financial professional currently at THE BENCHMARK COMPANY, LLC located in New York, New York.

Dirk is registered as a RR (Registered Representative) and started their career in finance in 2000. Dirk has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dirk William Van Erp's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 22, 2017 - Present

THE BENCHMARK COMPANY, LLC

Office #1: 150 E 58th Street 17th Floor, New York, NY 10155
BD
CRD#: 22982
New York, NY
Past

September 26, 2016 - February 6, 2017

BREAN CAPITAL, LLC

BD
CRD#: 23723
NEW YORK, NY
Past

October 4, 2011 - October 13, 2016

MAXIM GROUP LLC

BD
CRD#: 120708
Lafayette, CA
Past

September 15, 2009 - October 5, 2011

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

BD
CRD#: 6950
WALNUT CREEK, CA
Past

August 14, 2009 - September 14, 2009

INSIGHT CAPITAL RESEARCH & MANAGEMENT INC

RIA
CRD#: 105570
WALNUT CREEK, CA
Past

August 17, 2007 - March 31, 2008

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
SAN FRANCISCO, CA
Past

January 10, 2007 - August 9, 2007

TRUIST SECURITIES, INC.

BD
CRD#: 6271
SAN FRANCISCO, CA
Past

June 28, 2005 - January 10, 2007

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
SAN FRANCISCO, CA
Past

October 21, 2002 - June 13, 2005

FTN EQUITY CAPITAL MARKETS CORP.

BD
CRD#: 119625
CLEVELAND, OH
Past

May 23, 2002 - October 21, 2002

FHN FINANCIAL SECURITIES CORP.

BD
CRD#: 46346
MEMPHIS, TN
Past

September 21, 2000 - May 20, 2002

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

June 8, 2000 - September 18, 2000

LONDON PACIFIC SECURITIES, INC.

BD
CRD#: 25089
SACRAMENTO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/22/2017)
RR
Colorado
(12/19/2017)
RR
Illinois
(7/14/2025)
RR
Oregon
(1/1/2019)
RR
Texas
(12/19/2019)
RR
Utah
(3/28/2017)
RR
Washington
(7/24/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/13/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/14/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/6/2000
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

TB
THE BENCHMARK COMPANY, LLC
BENCHMARK-PELLINORE GROUP, INC. | THE BENCHMARK COMPANY, LLC | THE BENCHMARK COMPANY, INC. | PELLINORE SECURITIES CORP.

CRD#: 22982 / SEC#: , 8-40081

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
150 E 58th Street 17th Floor, New York, NY 10155
Mailing Address
150 E 58th Street 17th Floor, New York, NY 10155
Phone number
(212) 312-6700
Established
Delaware since 02/21/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STONEX GROUP INC.OWNER
HASSON, KIM-MARIECCO/AML COMPLIANCE OFFICER4021977
MESSINA, RICHARDPRESIDENT1361661
SCHIRRIPA, THOMAS NCFO/FINOP/PFO/POO2231180

Disclosures

Regulatory Event17
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE BENCHMARK COMPANY, LLC

CRD#: 22982New York, NY 10155

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