Travis L. Francis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Travis Lee Francis was a registered financial professional .
Travis is a previously registered financial professional and started their career in finance in 2000. Travis had worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2022 - January 10, 2023
BANKOH INVESTMENT SERVICES, INC.
August 26, 2022 - January 10, 2023
BANKOH INVESTMENT SERVICES, INC.
July 21, 2000 - March 1, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
July 14, 2000 - July 3, 2006
IDS LIFE INSURANCE COMPANY
July 14, 2000 - March 1, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/25/2022
General Securities Representative ExaminationCurrent Firm
BANKOH INVESTMENT SERVICES, INC.
CRD#: 29280 / SEC#: 801-105480, 8-44201
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,252 |
| AUM (Assets Under Management) | $ 398,467,597 |
Red Flags
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