Kevin M. Fox
ALLIANCE FINANCIAL
Wyomissing, PA 19610
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CRD#: 4196238
Professional summary
Kevin Michael Fox, AIF®, CFP® is a registered financial advisor currently at ALLIANCE FINANCIAL located in Wyomissing, Pennsylvania and LPL FINANCIAL LLC located in Wyomissing, Pennsylvania.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Kevin has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Retirement Income Management
Retirement Planning
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Investment Planning
Insurance Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 02/14/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance. 2. 02/14/2018 - Alliance Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 6/10/2020 - Alliance - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/04/2020 - 160 Hours Per Month/7 Hours During Securities Trading. 4. 06/09/2022 - Fox Financial Inc. - DBA: Alliance Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA -IAR - Start Date - 05/18/2022 - 175 Hours Per Month/ 175 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Alliance Financial, an independent investment advisor firm. I started this business activity in 05/2022. I expect to spend approximately 175 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 06/09/2022 - Fox Financial Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 05/18/2022 - 175 Hours Per Month/ 175 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Fox Financial Inc., an independent investment advisor firm. I started this business activity in 05/2022. I expect to spend approximately 175 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Michael Fox's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
May 23, 2022 - Present
ALLIANCE FINANCIAL
Office #1: 1105 Berkshire Blvd. Ste 120,, Wyomissing, PA 19610RIA
CRD#: 319679
Wyomissing, PA
Current
February 14, 2018 - Present
LPL FINANCIAL LLC
Office #1: 1105 Berkshire Blvd. Ste 120, Wyomissing, PA 19610Office #2: 43a Brookwood Ave Ste 6, Carlisle, PA 17015Office #3: 940 E Park Dr Ste 201 & 202, Harrisburg, PA 17111RIA
BD
CRD#: 6413
Wyomissing, PA
Past
February 14, 2018 - January 9, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
READING, PA
Past
February 15, 2011 - February 16, 2018
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
WYOMISSING, PA
Past
February 15, 2011 - February 14, 2018
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
WYOMISSING, PA
Past
January 3, 2006 - February 15, 2011
CAPITAL FINANCIAL SERVICES, INC.
RIA
CRD#: 8408
WYOMISSING, PA
Past
January 3, 2006 - February 15, 2011
CAPITAL FINANCIAL SERVICES, INC.
BD
CRD#: 8408
WYOMISSING, PA
Past
August 20, 2003 - December 20, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
LANCASTER, PA
Past
July 17, 2000 - December 20, 2005
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
July 17, 2000 - December 20, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLIANCE FINANCIAL
ALLIANCE FINANCIAL | FOX FINANCIAL, INC. | FOX FINANCIAL, INC DBA ALLIANCE FINANCIAL
CRD#: 319679 / SEC#: 801-125698
RIA
Registered Investment Advisory firm - (5/18/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/14/2018)
RR
Arizona(7/2/2020)
RR
California(2/14/2018)
RR
Colorado(1/19/2025)
RR
Florida(2/15/2018)
RR
Hawaii(2/14/2018)
RR
Maryland(2/14/2018)
RR
Massachusetts(3/11/2022)
RR
Michigan(2/14/2018)
RR
Nebraska(7/13/2020)
RR
New Jersey(2/14/2018)
RR
New York(2/14/2018)
RR
North Carolina(2/14/2018)
RR
Ohio(6/26/2020)
RR
Oregon(5/26/2020)
RR
Pennsylvania(2/14/2018)
IAR
Pennsylvania(5/23/2022)
RR
South Carolina(2/14/2018)
RR
Virginia(2/14/2018)
RR
Washington(2/14/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLIANCE FINANCIAL
ALLIANCE FINANCIAL | FOX FINANCIAL, INC. | FOX FINANCIAL, INC DBA ALLIANCE FINANCIAL
CRD#: 319679 / SEC#: 801-125698
RIA
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Contact information
Main Address
1105 Berkshire Blvd. Ste 120,, Wyomissing, PA 19610
Mailing Address
Phone number
(610) 376-5981
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 978 |
| AUM (Assets Under Management) | $ 254,749,672 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALLIANCE FINANCIAL
CRD#: 319679Wyomissing, PA 19610TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
