Ronald J. Keefe

J.P. MORGAN INSTITUTIONAL INVESTMENTS

Boston, MA 02110

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CRD#: 4195974

Professional summary

Ronald J. Keefe Jr., who also goes by Ronald John Keefe Jr., is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in Boston, Massachusetts.

Ronald is registered as a RR (Registered Representative) and started their career in finance in 2000. Ronald has worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ronald John Keefe Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ronald J. Keefe Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 9, 2014 - Present

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

Office #1: 50 Rowes Wharf, Boston, MA 02110

CRD#: 102920

Boston, MA

Past

October 5, 2011 - August 6, 2014

POSITIVE RETIREMENT OUTCOMES, LLC

RIA

CRD#: 149297

MEDFIELD, MA

Past

December 3, 2009 - September 30, 2011

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

DEDHAM, MA

Past

September 24, 2009 - September 30, 2011

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

DEDHAM, MA

Past

June 22, 2005 - September 7, 2005

EAINVEST SECURITIES, INC.

CRD#: 104370

SAN RAMON, CA

Past

February 28, 2002 - July 1, 2003

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

CRD#: 30107

BOSTON, MA

Past

June 12, 2000 - March 1, 2002

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

CRD#: 21771

SEATTLE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/6/2015)

Connecticut
(11/13/2014)

Florida
(1/6/2015)

Iowa
(1/10/2019)

Maine
(1/6/2015)

Maryland
(11/13/2014)

Massachusetts
(11/7/2014)

New Hampshire
(11/13/2014)

New Jersey
(11/13/2014)

New Mexico
(1/6/2015)

New York
(11/13/2014)

Pennsylvania
(11/13/2014)

Rhode Island
(11/13/2014)

Vermont
(11/13/2014)

Virginia
(1/6/2015)

Wisconsin
(3/23/2023)

Exams

State Security Law Exam

Series 63

Date: 11/6/2014

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/20/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/9/2014

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 9/23/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

J. P. MORGAN ADVISORS, INC. | J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. | J.P. MORGAN INSTITUTIONAL INVESTMENTS | J.P. MORGAN

CRD#: 102920 / SEC#: 801-64031, 8-52182

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

383 Madison Avenue, New York, NY 10179

Mailing Address

480 Washington Blvd, Floor 11 Ny1-f019, Jersey City, NJ 07310-1616

Phone number

(201) 595-1958

Established

Delaware since 05/26/1999

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

Name	Position	CRD#
JPMORGAN ASSET MANAGEMENT HOLDINGS INC.	STOCKHOLDER
DONOHUE, JOHN THOMAS	DIRECTOR	2372302
HOFFMANN, JAMES ARTHUR	CHIEF ADMINISTRATIVE OFFICER	1949574
KLOZA, KEVIN	CHIEF COMPLIANCE OFFICER	2188958
LEKSTUTIS, CARMINE	CHIEF LEGAL OFFICER	6990745
LISHER, ANDREA	PRESIDENT AND DIRECTOR	4493750
MACHULSKI, MICHAEL RICHARD	DIRECTOR	4726972
SANZONE, JOSEPH FRANK	DIRECTOR	6581797
STRIFE, LOREN T	PRINCIPAL FINANCIAL AND OPERATIONS OFFICER	5393453

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ronald J. Keefe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ronald J. Keefe Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

POSITIVE RETIREMENT OUTCOMES, LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

EAINVEST SECURITIES, INC.

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/6/2014

Series 66

Date: 10/20/2009

SIE

Date: 10/1/2018

Series 6

Date: 10/9/2014

Series 7

Date: 9/23/2009

FINRA

Current Firm

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Red Flags

Company Information

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

TRUST BUT VERIFY

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