Scott M. Mccormick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Michael Mccormick was a registered financial advisor .
Scott is a previously registered financial advisor and started their career in finance in 2000. Scott had worked at 2 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2011 - April 1, 2014
DYAD CAPITAL MANAGEMENT GROUP, LLC
January 10, 2007 - September 11, 2009
CHARLES SCHWAB & CO., INC.
July 7, 2006 - September 11, 2009
CHARLES SCHWAB & CO., INC.
January 20, 2004 - July 15, 2004
CHARLES SCHWAB & CO., INC.
September 29, 2000 - December 31, 2002
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DYAD CAPITAL MANAGEMENT GROUP, LLC
CRD#: 153662 / SEC#:
Contact information
Red Flags
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