Trevor A. Ross
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Trevor Alexander Ross was a registered financial professional .
Trevor is a previously registered financial professional and started their career in finance in 2000. Trevor had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2014 - September 23, 2015
NUKU
August 31, 2012 - April 15, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 30, 2012 - April 15, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 18, 2011 - September 10, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
February 5, 2011 - September 10, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
July 10, 2002 - July 12, 2002
CHOREO, LLC
November 7, 2001 - July 11, 2002
AMERIPRISE ADVISOR SERVICES, INC.
July 17, 2000 - November 2, 2001
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NUKU
CRD#: 156748 / SEC#: 801-74413
Contact information
Regulatory assets under management
| Total Number of Accounts | 18 |
| AUM (Assets Under Management) | $ 3,222,369 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
