Essam G. Elbagoury
Professional summary
Essam Gaber Elbagoury is a registered financial professional currently at BMO CAPITAL MARKETS CORP. located in New York, New York.
Essam is registered as a RR (Registered Representative) and started their career in finance in 2000. Essam has worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 3, Series 27, Series 24 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Essam Gaber Elbagoury's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 20, 2023 - Present
BMO CAPITAL MARKETS CORP.
Office #1: 151 West 42nd St, New York, NY 10036December 28, 2015 - October 3, 2022
UBS SECURITIES LLC
August 25, 2008 - October 2, 2008
BNY MELLON CAPITAL MARKETS, LLC
November 11, 2005 - August 16, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 13, 2005 - September 23, 2005
FIRST ALLIED SECURITIES, INC.
December 1, 2004 - September 27, 2005
ADVANCED EQUITIES, INC.
January 2, 2004 - June 13, 2005
ROUND HILL SECURITIES, INC.
March 11, 2003 - September 19, 2003
EMMETT A LARKIN COMPANY, INC.
May 3, 2001 - February 7, 2003
PREFERREDTRADE, INC.
September 19, 2000 - March 9, 2001
HORNBLOWER FISCHER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
BMO CAPITAL MARKETS CORP.
CRD#: 16686 / SEC#: 801-73047, 8-34344
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO FINANCIAL CORP. | SHAREHOLDER | |
| BRICKLEY, THOMAS JOHN | FINANCIAL AND OPERATIONS PRINCIPAL | 3028843 |
| ESTEY, WARREN FRANCIS | MANAGING DIRECTOR, INVESTMENT BANKING | 3114183 |
| FORLENZA, MICHAEL | HEAD, CHIEF OPERATING OFFICER | 5886049 |
| KAHRAMAN, LEVENT | MANAGING DIRECTOR, GLOBAL MARKETS | 2802822 |
| WOODWARD, JOEL EDWARD | CHIEF FINANCIAL OFFICER | 5467904 |
| YUKILEVICH, DANIEL | CHIEF COMPLIANCE OFFICER | 5635481 |
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 1,210,751,477 |
Disclosures
| Regulatory Event | 46 |
| Civil Event | 1 |
Red Flags
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