Matthew S. Nofziger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Scott Nofziger was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2000. Matthew had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2017 - November 2, 2017
AVEO CAPITAL PARTNERS, LLC
August 14, 2015 - December 21, 2016
TRANSAMERICA CAPITAL, LLC
August 8, 2006 - January 20, 2015
ICON DISTRIBUTORS, INC.
January 9, 2004 - August 4, 2006
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
March 2, 2001 - December 31, 2003
NATIONAL PLANNING CORPORATION
October 24, 2000 - February 13, 2001
JANUS HENDERSON DISTRIBUTORS US LLC
Primary Firm SEC Registration
AVEO CAPITAL PARTNERS, LLC
CRD#: 157728 / SEC#: 801-72359
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVEO CAPITAL PARTNERS, LLC
CRD#: 157728 / SEC#: 801-72359
Contact information
SEC notice filing (21 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,410 |
| AUM (Assets Under Management) | $ 1,636,808,937 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
