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Mark Joseph Leja

CRD# 4195444·Registered 2000 - 2014
Previously Registered: Being a previously registered professional could mean that Mark is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mark Joseph Leja, who also goes by Marek Joseph Leja, was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 2000 - 2014. Mark had worked at 5 firms and has passed the Series 63, Series 66, Series 7, Series 55 and Series 3 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Marek Joseph Leja

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

QUASAR TRADING, LLC·CRD# 151974
BD
San Juan, PR
February 3, 2014 - August 8, 2014
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
New York, NY
November 5, 2013 - February 6, 2014
FIS BROKERAGE & SECURITIES SERVICES LLC·CRD# 104162
BD
Bolingbrook, IL
March 3, 2003 - April 7, 2004
RUMSON CAPITAL, LLC·CRD# 33848
BD
Montebello, NY
July 16, 2002 - March 3, 2003
A. GARY SHILLING & CO., INC.·CRD# 7666
BD
Springfield, NJ
November 24, 2000 - August 2, 2002

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Current Firm

QT
QUASAR TRADING, LLC

BEAR TRADING, LLC | QUASAR TRADING, LLC

CRD#: 151974 / SEC#: 8-68416
BD
Terminated by SEC on 11/27/2017

Contact Information

Established

Delaware since 07/13/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BALASIS, ELIASMANAGING MEMBER5778292
SHALEV, ASSAFMANAGING MEMBER/CCO4538085
FULVIO, GENNARO JOHNFINOP2435828

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2013About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Jul 2013About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Nov 2013About the Series 7 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Sep 2002

Series 3 — National Commodity Futures Examination

Passed Jul 2000About the Series 3 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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