Murray D. Shaewitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Murray David Shaewitz was a registered financial professional .
Murray is a previously registered financial professional and started their career in finance in 1972. Murray had worked at 7 firms and has passed the Series 63, SIE, Series 55, PC, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2013 - April 18, 2017
HOVDE GROUP, LLC
April 28, 2010 - October 3, 2013
LASALLE ST SECURITIES, L.L.C.
July 6, 2000 - March 17, 2009
HOWE BARNES HOEFER & ARNETT, INC.
February 27, 1998 - July 6, 2000
LASALLE ST SECURITIES, L.L.C.
April 11, 1988 - August 1, 1989
MESIROW CAPITAL, INC.
July 21, 1976 - September 22, 1997
MESIROW FINANCIAL, INC.
September 23, 1975 - August 8, 1976
WILLIAM BLAIR
January 19, 1972 - July 7, 1976
DOYLE, O'CONNOR & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/13/2000
Limited Representative-Equity Trader ExamPC
Date: 6/16/1977
AMEX Put and Call ExamSeries 1
Date: 1/14/1972
Registered Representative ExaminationCurrent Firm
HOVDE GROUP, LLC
CRD#: 25425 / SEC#: , 8-41597
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOVDE, STEVEN DONALD | CHAIRMAN, CHIEF EXECUTIVE OFFICER | 1907781 |
| BARBARINE, NICKOLAS JOHN | SENIOR MANAGING PARTNER | 2274812 |
| HOVDE, KIRK STEVEN | MANAGING PARTNER/HEAD OF INVESTMENT BANKING | 5552791 |
| DAVIS, PATRICIA LYNN | CHIEF COMPLIANCE OFFICER | 5613123 |
| DIJOHN, ANTHONY JOHN | CFO/FINOP | 6370306 |
| HEDREI, MICHAEL STEPHEN | MANAGING PARTNER/HEAD OF CAPITAL MARKETS | 4243972 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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