Howard Newburg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Newburg was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 2000. Howard had worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2004 - December 16, 2016
STRATEGIC CAPITAL MANAGEMENT, LLC
April 24, 2001 - December 31, 2003
KESTRA INVESTMENT SERVICES, LLC
July 28, 2000 - January 30, 2001
NATHAN & LEWIS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC CAPITAL MANAGEMENT, LLC
CRD#: 128632 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.