PO
Peter H. Owh
J. W. COLE ADVISORS
Pittsford, NY 14534
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CRD#: 4194866
PO
Professional summary
Peter H Owh is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Pittsford, New York and J.W. COLE FINANCIAL, INC. located in Pittsford, New York.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Peter has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Champlin & Associates; DBA; 179 Sully's Trail, Ste 305, Pittsford, NY 14534; Financial Services; Chief Operating Officer; Start 2/10/2023; 160 hr/mo, 160 hr/mo during trading. (2) Fixed Insurance; Sales; Investment related; 179 Sully's Trail, Suite 305, Pittsford, NY 14534; Agent; Sales and services of fixed insurance products including life, health, accident, disability & LTC; Start 11/20/2024; 2 hours / month during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Peter H Owh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 10, 2023 - Present
J. W. COLE ADVISORS, INC.
Office #1: 179 Sully's Trail Suite 301 302 & 304, Pittsford, NY, 14534RIA
CRD#: 112294
Pittsford, NY
Current
February 10, 2023 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 179 Sully's Trail Suite 305, Pittsford, NY 14534BD
CRD#: 124583
Pittsford, NY
Past
January 24, 2012 - February 13, 2023
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
NEW YORK, NY
Past
January 18, 2012 - February 13, 2023
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
NEW YORK, NY
Past
August 8, 2011 - January 12, 2012
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
HAUPPAUGE, NY
Past
October 10, 2005 - May 31, 2011
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
WESTBURY, NY
Past
September 22, 2005 - August 16, 2011
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
WESTBURY, NY
Past
June 8, 2005 - August 31, 2005
FINANCIAL CONCEPTS UNLIMITED, INC.
RIA
CRD#: 118641
ROCKVILLE, MD
Past
July 16, 2004 - August 25, 2005
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
November 13, 2000 - July 27, 2004
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/4/2024)
RR
California(1/3/2024)
RR
Colorado(1/4/2024)
RR
Florida(1/4/2024)
RR
Massachusetts(8/25/2023)
RR
Minnesota(1/5/2024)
RR
New York(2/10/2023)
IAR
New York(2/10/2023)
RR
North Carolina(1/9/2024)
RR
Pennsylvania(8/25/2023)
RR
South Carolina(1/4/2024)
RR
Texas(1/4/2024)
IAR
Texas(10/22/2025)
RR
Virginia(1/4/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Pittsford, NY 14534TRUST BUT VERIFY
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