Fred M. Stone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fred Michael Stone was a registered financial professional .
Fred is a previously registered financial professional and started their career in finance in 2005. Fred had worked at 3 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2005 - January 8, 2007
MILLENCO LLC
July 6, 2005 - April 17, 2007
MILLENNIUM FUNDING ASSOCIATES LLC
June 2, 2005 - April 17, 2007
MLP TRADING CO LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MILLENCO LLC
CRD#: 33726 / SEC#: , 8-41161
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTEGRATED HOLDING GROUP, L.P. | MEMBER | |
| HUANG, DONGCHA | FINANCIAL OPERATIONS PRINCIPAL | 3152961 |
| LARKIN, JONATHAN RICHARD | MANAGING DIRECTOR | 2781180 |
| MESKIN, MARK ISRAEL | CHIEF EXECUTIVE OFFICER | 2358585 |
| OBERLIESEN, KIRK T | DIRECTOR | 2751967 |
| SCHWARTZ, MARTIN ZVI | CHIEF COMPLIANCE OFFICER | 4930538 |
| WILLIAMS, ROBERT ALLEN | CHIEF FINANCIAL OFFICER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
