Patrick H. White-thomson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick H White-thomson was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 2000. Patrick had worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2017 - April 24, 2018
HOLLY STREET WEALTH ADVISORS
May 22, 2015 - February 17, 2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
May 22, 2015 - February 17, 2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
August 2, 2013 - May 29, 2015
MORGAN STANLEY
July 5, 2013 - May 29, 2015
MORGAN STANLEY
June 17, 2004 - May 5, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 7, 2004 - May 5, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 7, 2000 - July 11, 2001
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HOLLY STREET WEALTH ADVISORS
CRD#: 167343 / SEC#: 801-107190
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
