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Ed Bagaporo

CRD# 4194351·Registered 2000 - 2010
Barred: Ed Bagaporo was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Ed Bagaporo, who also goes by Ed Taloma Bagaporo, Edelfonso Taloma Bagaporo, was a registered financial advisor. Ed was a previously registered financial advisor and started their career in finance 2000 - 2010. Ed had worked at 5 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ed Taloma Bagaporo, Edelfonso Taloma Bagaporo

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

R.W. TOWT & ASSOCIATES·CRD# 128837
BD
San Diego, CA
May 4, 2009 - October 15, 2010
FARMERS FINANCIAL SOLUTIONS, LLC·CRD# 103863
BD
San Diego, CA
July 18, 2006 - August 13, 2007
U.S. BANCORP INVESTMENTS, INC.·CRD# 17868
BD
Saint Paul, MN
June 2, 2003 - July 16, 2004
EDWARD JONES·CRD# 250
BD
St. Louis, MO
September 18, 2002 - February 26, 2003
CUSO FINANCIAL SERVICES, L.P.·CRD# 42132
RIA
Chula Vista, CA
March 25, 2002 - April 23, 2002
CUSO FINANCIAL SERVICES, L.P.·CRD# 42132
BD
San Diego, CA
May 30, 2000 - April 23, 2002

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Current Firm

RT
R.W. TOWT & ASSOCIATES

R.W. TOWT & ASSOCIATES

CRD#: 128837 / SEC#: 8-66182
BD
Cancelled by SEC on 08/12/2014

Contact Information

Established

California since 01/08/2002

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
TOWT, RICHARD WARRENPRESIDENT, CFO, DIR.CCO448621
MICHAUD, MICHAEL PATRICKGENERAL SECURITIES PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL863917

Disclosures

Regulatory Event

8

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2000About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed May 2000About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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