GC
Gretchen L. Cole
PEARL WEALTH LLC
PORTLAND, OR
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CRD#: 4194331
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Professional summary
Gretchen Lynne Cole, who also goes by Gretchen Lynne Buescher, is a registered financial advisor currently at PEARL WEALTH LLC located in Portland, Oregon.
Gretchen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Gretchen has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gretchen Lynne Buescher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1.) NAME OF OBA: RENTAL HOUSE 1; ADDRESS OF OBA: PORTLAND, OR 97213; NATURE: RENTAL HOME; INVESTMENT RELATED: YES; RELATIONSHIP WITH OBA: OWNED JOINTLY WITH SPOUSE; DUTIES: HOMEOWNER; START DATE: 06/2008; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0. (2.) NAME OF OBA: RENTAL HOUSE 2; ADDRESS OF OBA: GLENEDEN BEACH, OR 97388; NATURE: RENTAL HOME; INVESTMENT RELATED: YES; RELATIONSHIP WITH OBA: OWNED JOINTLY WITH SPOUSE, AND TWO FRIENDS; DUTIES: HOMEOWNER; START DATE: 06/2022; APPROX. NUMBER OF HOURS/MONTH: 1 APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0 (3.) NAME OF OBA: COMMUNITY WAREHOUSE; ADDRESS OF OBA: PORTLAND, OR; NATURE: FINANCE COMMITTEE; INVESTMENT RELATED: NO; RELATIONSHIP WITH OBA: COMMITTEE MEMBER; DUTIES: ASSIST WITH CASH FLOW PLANNING AND OTHER FINANCIAL NEEDS; START DATE: 07/2024 APPROX. NUMBER OF HOURS/MONTH: 2-3; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0. (4.) NAME OF OBA: FLAIR PLASTIC PRODUCTS; ADDRESS OF OBA: PORTLAND, OR 97209; NATURE: PLASTIC FABRICATING; INVESTMENT RELATED: NO; TITLE WITH OBA: SECRETARY; DUTIES: MONTHLY BOOKKEEPING; START DATE: 01/01/2025; APPROX. NUMBER OF HOURS/MONTH: 1-2; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0.
CRS (Client Relationship Summary) - RIA
Click below to view Gretchen Lynne Cole's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 17, 2019 - Present
PEARL WEALTH LLC
RIA
CRD#: 299508
PORTLAND, OR
Past
May 21, 2014 - April 25, 2019
PINE HAVEN INVESTMENT COUNSEL, INC.
RIA
CRD#: 129365
FAIRHAVEN, MA
Past
September 18, 2012 - May 2, 2014
BMO FAMILY OFFICE, LLC
RIA
CRD#: 110264
CHICAGO, IL
Past
June 14, 2011 - July 23, 2012
CTC CONSULTING, LLC
RIA
CRD#: 147053
PORTLAND, OR
Past
August 5, 2009 - April 27, 2011
STIFEL, NICOLAUS & COMPANY, INCORPORATED
RIA
CRD#: 793
PORTLAND, OR
Past
August 5, 2009 - April 27, 2011
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
PORTLAND, OR
Past
July 3, 2002 - October 29, 2009
COLDSTREAM WEALTH MANAGEMENT
RIA
CRD#: 108805
PORTLAND, OR
Past
June 21, 2001 - August 3, 2009
COLDSTREAM SECURITIES, INC.
BD
CRD#: 46835
BELLEVUE, WA
Past
September 1, 2000 - May 4, 2001
COLUMBIA FINANCIAL CENTER INCORPORATED
BD
CRD#: 23562
PORTLAND, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PEARL WEALTH LLC
PEARL WEALTH LLC
CRD#: 299508 / SEC#: 801-121119
RIA
Registered Investment Advisory firm - (5/3/2021 Approved)California
Registered Investment Advisory firm - (6/5/2021 Terminated)Oregon
Registered Investment Advisory firm - (8/6/2021 Terminated)Texas
Registered Investment Advisory firm - (5/6/2021 Terminated)Washington
Registered Investment Advisory firm - (6/6/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oregon(1/17/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PW
PEARL WEALTH LLC
PEARL WEALTH LLC
CRD#: 299508 / SEC#: 801-121119
RIA
Registered Investment Advisory firm - (5/3/2021 Approved)California
Registered Investment Advisory firm - (6/5/2021 Terminated)Oregon
Registered Investment Advisory firm - (8/6/2021 Terminated)Texas
Registered Investment Advisory firm - (5/6/2021 Terminated)Washington
Registered Investment Advisory firm - (6/6/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
915 Nw 19th Ave Suite F, Portland, OR 97209
Mailing Address
Phone number
(503) 223-2539
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 338 |
| AUM (Assets Under Management) | $ 149,125,507 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
