GJ
Gary L. Johnson
GOLDMAN SACHS CUSTODY SOLUTIONS
New York, NY 10282
Some features on this profile are disabled
CRD#: 4194315
GJ
Professional summary
Gary Lee Johnson Jr, who also goes by Gary Lee Johnson Jr., Gary Lee Johnson, is a registered financial professional currently at GOLDMAN SACHS CUSTODY SOLUTIONS located in New York, New York.
Gary is registered as a RR (Registered Representative) and started their career in finance in 2003. Gary has worked at 4 firms and has passed the Series 66, Series 52TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Gary Lee Johnson Jr. | Gary Lee Johnson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Gary Lee Johnson Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 3, 2024 - Present
GOLDMAN SACHS CUSTODY SOLUTIONS
Office #1: 200 West Street, New York, NY 10282BD
CRD#: 48015
New York, NY
Past
November 1, 2021 - December 4, 2023
PERSHING LLC
BD
CRD#: 7560
JERSEY CITY, NJ
Past
January 11, 2008 - December 4, 2023
PERSHING ADVISOR SOLUTIONS LLC
BD
CRD#: 36671
JERSEY CITY, NJ
Past
April 17, 2003 - October 9, 2006
GUGGENHEIM DISTRIBUTORS, LLC
BD
CRD#: 40805
ROCKVILLE, MD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/3/2024)
RR
Alaska(6/3/2024)
RR
Arizona(6/3/2024)
RR
Arkansas(6/3/2024)
RR
California(6/3/2024)
RR
Colorado(6/3/2024)
RR
Connecticut(6/3/2024)
RR
Delaware(6/3/2024)
RR
District of Columbia(6/3/2024)
RR
Florida(6/3/2024)
RR
Georgia(6/3/2024)
RR
Hawaii(6/3/2024)
RR
Idaho(6/3/2024)
RR
Illinois(6/3/2024)
RR
Indiana(6/3/2024)
RR
Iowa(6/3/2024)
RR
Kansas(6/3/2024)
RR
Kentucky(6/3/2024)
RR
Louisiana(6/3/2024)
RR
Maine(6/3/2024)
RR
Maryland(6/3/2024)
RR
Massachusetts(6/3/2024)
RR
Michigan(6/3/2024)
RR
Minnesota(6/3/2024)
RR
Mississippi(6/3/2024)
RR
Missouri(6/3/2024)
RR
Montana(6/3/2024)
RR
Nebraska(6/3/2024)
RR
Nevada(6/3/2024)
RR
New Hampshire(6/3/2024)
RR
New Jersey(6/3/2024)
RR
New Mexico(6/3/2024)
RR
New York(6/3/2024)
RR
North Carolina(6/3/2024)
RR
North Dakota(6/3/2024)
RR
Ohio(6/3/2024)
RR
Oklahoma(6/3/2024)
RR
Oregon(6/3/2024)
RR
Pennsylvania(6/3/2024)
RR
Puerto Rico(6/3/2024)
RR
Rhode Island(6/3/2024)
RR
South Carolina(6/3/2024)
RR
South Dakota(6/3/2024)
RR
Tennessee(6/3/2024)
RR
Texas(6/3/2024)
RR
Utah(6/3/2024)
RR
Vermont(6/3/2024)
RR
Virgin Islands(6/3/2024)
RR
Virginia(6/3/2024)
RR
Washington(6/3/2024)
RR
West Virginia(6/3/2024)
RR
Wisconsin(6/3/2024)
RR
Wyoming(6/3/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 7/31/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
GS
GOLDMAN SACHS CUSTODY SOLUTIONS
DIRECTINDEXER | VIA FOLIO | GOLDMAN SACHS CUSTODY SOLUTIONS | FOLIO[FN] INVESTMENTS, INC. | FOLIOTRADE BROKERAGE LLC | FOLIOFN INVESTMENTS, INC. | FOLIOFIRST | FOLIO RESEARCH, LLC | FOLIO RESEARCH | FOLIO INVESTMENTS, INC. | FOLIO INVESTING | FOLIO INSTITUTIONAL | FOLIO CLIENT
CRD#: 48015 / SEC#: , 8-52009
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
8180 Greensboro Dr 8th Floor, Mclean, VA 22102
Mailing Address
8180 Greensboro Dr 8th Floor, Mclean, VA 22102
Phone number
(703) 245-4000
Established
Virginia since 01/10/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FOLIO FINANCIAL, INC. (D/B/A GOLDMAN SACHS CS HOLDINGS) | 100 % SHAREHOLDER | |
| CHOKSI, ANISH PAREN | CHIEF COMPLIANCE OFFICER | 6506840 |
| EISENSTEIN, JEREMY S | CHIEF EXECUTIVE OFFICER & PRESIDENT | 4972748 |
| FYFFE, JAMES COMPEAU | CHIEF FINANCIAL OFFICER, FINOP & PFO | 2619159 |
| GERAGHTY, PETER RICHARD | GENERAL COUNSEL | 4930752 |
| GREEFF, BRIAN MICHAEL | COO & POO | 4273392 |
| SIEGLER, ADAM JAMES | MANAGING DIRECTOR | 5112351 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
