Raul P. Berina

MAGELLAN FINANCIAL SOLUTIONS LLC

Warwick, NY 10990

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CRD#: 4194243

Professional summary

Raul Peter Berina, who also goes by Raul Berina, is a registered financial advisor currently at MAGELLAN FINANCIAL SOLUTIONS LLC located in Warwick, New York.

Raul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Raul has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Raul Berina

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Berina, under Magellan COF I, LLC, provides consulting services to assist startups, small and medium size businesses by creating and presenting business development strategies to enable clients to make informed financial business decisions. START: 11/2013, Not Investment Related. Mr. Berina spends a limited amount of time in this capacity and it is less than 3% of his income.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raul Peter Berina's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 8, 2021 - Present

MAGELLAN FINANCIAL SOLUTIONS LLC

Office #1: 13 Oakland Avenue, Warwick, NY 10990

RIA

CRD#: 169107

Warwick, NY

Past

June 29, 2000 - August 28, 2008

BNP PARIBAS SECURITIES CORP.

CRD#: 15794

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAGELLAN FINANCIAL SOLUTIONS LLC

BERINA, RAUL | MAGELLAN FINANCIAL SOLUTIONS LLC

CRD#: 169107 / SEC#: 801-129921

RIA

Registered Investment Advisory firm - (4/17/2024 Approved)

New York

Registered Investment Advisory firm - (4/24/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(4/8/2021)

IAR

Texas
(5/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/6/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/25/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/27/2000

General Securities Representative Examination

Current Firm

MAGELLAN FINANCIAL SOLUTIONS LLC

BERINA, RAUL | MAGELLAN FINANCIAL SOLUTIONS LLC

CRD#: 169107 / SEC#: 801-129921

RIA

Registered Investment Advisory firm - (4/17/2024 Approved)

New York

Registered Investment Advisory firm - (4/24/2024 Terminated)

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Contact information

Main Address

13 Oakland Avenue, Warwick, NY 10990

Mailing Address

P.o. Box 1046, Warwick, NY 10990

Phone number

(845) 986-9717

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A MAGELLAN FINANCIAL SOLUTIONS (5/9/2025)

ADV PART 2B RAUL BERINA (2/7/2025)

Regulatory assets under management

Total Number of Accounts	78
AUM (Assets Under Management)	$ 32,487,284

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Raul P. Berina

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raul Peter Berina's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAGELLAN FINANCIAL SOLUTIONS LLC

BNP PARIBAS SECURITIES CORP.

Primary Firm SEC Registration

MAGELLAN FINANCIAL SOLUTIONS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/6/2013

Series 63

Date: 2/25/2002

Series 7

Date: 6/27/2000

Current Firm

MAGELLAN FINANCIAL SOLUTIONS LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAGELLAN FINANCIAL SOLUTIONS LLC

TRUST BUT VERIFY

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