Carey D. Mcclure

FOREST CAPITAL

CHARLOTTE, NC

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CRD#: 4194240

Professional summary

Carey David Mcclure is a registered financial advisor currently at FOREST CAPITAL located in Charlotte, North Carolina.

Carey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Carey has worked at 3 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Carolina Brick & Materials, Inc/ Carolina Ready Mix, LLC; 1901 Valley Parkway, Monroe, NC; not investment related; Chief Financial Officer; 40 hours per week; 40 during trading; managing all the financial aspects of a multi entity organization.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carey David Mcclure's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 6, 2024 - Present

FOREST CAPITAL

RIA

CRD#: 325514

CHARLOTTE, NC

Past

May 15, 2012 - December 31, 2012

FOREST CAPITAL

RIA

CRD#: 130073

CHARLOTTE, NC

Past

June 8, 2000 - December 11, 2000

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOREST CAPITAL

FOREST CAPITAL | FOREST CAPITAL OPERATING COMPANY LLC

CRD#: 325514 / SEC#: 801-127542

RIA

Registered Investment Advisory firm - (3/30/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(6/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/7/2000

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/21/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 6/7/2000

General Securities Representative Examination

Current Firm

FOREST CAPITAL

FOREST CAPITAL | FOREST CAPITAL OPERATING COMPANY LLC

CRD#: 325514 / SEC#: 801-127542

RIA

Registered Investment Advisory firm - (3/30/2023 Approved)

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Contact information

Main Address

300 Mcgill Ave Nw Ste 200, Concord, NC 28027

Mailing Address

Phone number

(704) 533-9876

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE - 2A (1/8/2025)

Regulatory assets under management

Total Number of Accounts	252
AUM (Assets Under Management)	$ 134,294,975

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Carey D. Mcclure

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carey David Mcclure's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOREST CAPITAL

FOREST CAPITAL

NATIONAL PLANNING CORPORATION

Primary Firm SEC Registration

FOREST CAPITAL

State Registrations and Notice Filings

Exams

Series 63

Date: 6/7/2000

Series 65

Date: 9/21/1999

Series 7

Date: 6/7/2000

Current Firm

FOREST CAPITAL

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOREST CAPITAL

TRUST BUT VERIFY

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