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Sean T. Campbell

EXEMPLAR CAPITAL
Delray, FL 33483
Some features on this profile are disabled
CRD#: 4194223
SC

Professional summary

Sean Thomas Campbell is a registered financial professional currently at EXEMPLAR CAPITAL, LLC located in Delray, Florida.

Sean is registered as a RR (Registered Representative) and started their career in finance in 2000. Sean has worked at 12 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sean Thomas Campbell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 23, 2023 - Present

EXEMPLAR CAPITAL, LLC

Office #1: 2645 North Federal Highway #220, Delray, FL 33483
BD
CRD#: 155786
Delray, FL
Past

January 12, 2010 - May 16, 2023

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA
CRD#: 106494
Lakeland, FL
Past

January 11, 2010 - May 16, 2023

VOYA INVESTMENTS DISTRIBUTOR, LLC

BD
CRD#: 37886
Estero, FL
Past

June 1, 2009 - December 14, 2009

MORGAN STANLEY

BD
CRD#: 149777
ALLENTOWN, PA
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
ALLENTOWN, PA
Past

March 14, 2007 - April 2, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
ALLENTOWN, PA
Past

November 6, 2006 - November 16, 2006

RESOURCE SECURITIES LLC

BD
CRD#: 133022
PHILADELPHIA, PA
Past

January 28, 2005 - December 12, 2005

BRYAN FUNDING, INC.

BD
CRD#: 11899
CANONSBURG, PA
Past

February 17, 2004 - November 3, 2006

ANTHEM SECURITIES, INC.

BD
CRD#: 42420
PHILADELPHIA, PA
Past

March 9, 2001 - February 5, 2004

OLD MUTUAL INVESTMENT PARTNERS

BD
CRD#: 44916
BOSTON, MA
Past

June 20, 2000 - February 12, 2001

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

June 20, 2000 - February 12, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/23/2023)
RR
Colorado
(5/24/2023)
RR
Connecticut
(5/23/2023)
RR
Florida
(5/23/2023)
RR
Georgia
(5/23/2023)
RR
Idaho
(5/23/2023)
RR
Iowa
(5/23/2023)
RR
Kansas
(5/23/2023)
RR
Louisiana
(5/23/2023)
RR
Minnesota
(5/23/2023)
RR
Mississippi
(5/23/2023)
RR
Missouri
(5/23/2023)
RR
Montana
(5/23/2023)
RR
Nebraska
(5/23/2023)
RR
New Hampshire
(5/23/2023)
RR
New Jersey
(5/23/2023)
RR
New Mexico
(5/23/2023)
RR
New York
(5/23/2023)
RR
North Carolina
(5/23/2023)
RR
North Dakota
(5/23/2023)
RR
Ohio
(5/23/2023)
RR
Oklahoma
(5/23/2023)
RR
Pennsylvania
(5/23/2023)
RR
Puerto Rico
(5/23/2023)
RR
South Carolina
(5/24/2023)
RR
Texas
(5/23/2023)
RR
Utah
(5/23/2023)
RR
Vermont
(5/23/2023)
RR
Virgin Islands
(5/23/2023)
RR
Virginia
(5/23/2023)
RR
West Virginia
(5/23/2023)
RR
Wisconsin
(5/23/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/20/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/19/2000
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

EC
EXEMPLAR CAPITAL, LLC
EXEMPLAR CAPITAL, LLC

CRD#: 155786 / SEC#: , 8-68740

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
265 Franklin Street Suite 1702, Boston, MA 02110
Mailing Address
265 Franklin Street Suite 1702, Boston, MA 02110
Phone number
(617) 542-7400
Established
Massachusetts since 05/27/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EXEMPLAR COMPANIES, PBCPARENT CORPORATION
FELDMAN, RICHARD MARKFINOP2273453
LAVENDER, STACEY LYNNCCO4365033
MARSTON, ABRAHAM DAVIDCHIEF EXECUTIVE OFFICER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EXEMPLAR CAPITAL, LLC

CRD#: 155786Delray, FL 33483

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