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Sean Thomas Campbell

CRD# 4194223·Registered 2000 - 2026
Previously Registered: Being a previously registered professional could mean that Sean is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Sean Thomas Campbell was a registered financial advisor. Sean was a previously registered financial professional and started their career in finance 2000 - 2026. Sean had worked at 12 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

EXEMPLAR CAPITAL, LLC·CRD# 155786
BD
Delray, FL
May 23, 2023 - July 16, 2026
VOYA INVESTMENT MANAGEMENT CO. LLC·CRD# 106494
RIA
Lakeland, FL
January 12, 2010 - May 16, 2023
VOYA INVESTMENTS DISTRIBUTOR, LLC·CRD# 37886
BD
Estero, FL
January 11, 2010 - May 16, 2023
MORGAN STANLEY·CRD# 149777
BD
Allentown, PA
June 1, 2009 - December 14, 2009
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
Allentown, PA
April 2, 2007 - June 1, 2009
MORGAN STANLEY DW INC.·CRD# 7556
BD
Allentown, PA
March 14, 2007 - April 2, 2007
RESOURCE SECURITIES LLC·CRD# 133022
BD
Philadelphia, PA
November 6, 2006 - November 16, 2006
BRYAN FUNDING, INC.·CRD# 11899
BD
Canonsburg, PA
January 28, 2005 - December 12, 2005
ANTHEM SECURITIES, INC.·CRD# 42420
BD
Philadelphia, PA
February 17, 2004 - November 3, 2006
OLD MUTUAL INVESTMENT PARTNERS·CRD# 44916
BD
Boston, MA
March 9, 2001 - February 5, 2004
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
June 20, 2000 - February 12, 2001
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
June 20, 2000 - February 12, 2001

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Current Firm

EC
EXEMPLAR CAPITAL, LLC

EXEMPLAR CAPITAL, LLC

CRD#: 155786 / SEC#: 8-68740
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

265 Franklin Street Suite 1702, Boston, MA 02110

Mailing Address

265 Franklin Street Suite 1702, Boston, MA 02110

Phone Number

(617) 542-7400

Established

Massachusetts since 05/27/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EXEMPLAR COMPANIES, PBCPARENT CORPORATION—
FELDMAN, RICHARD MARKFINOP2273453
LAVENDER, STACEY LYNNCCO4365033
MARSTON, ABRAHAM DAVIDCHIEF EXECUTIVE OFFICER—

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2000About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2000About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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