Sean T. Campbell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Thomas Campbell was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 2000. Sean had worked at 12 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2023 - July 16, 2026
EXEMPLAR CAPITAL, LLC
January 12, 2010 - May 16, 2023
VOYA INVESTMENT MANAGEMENT CO. LLC
January 11, 2010 - May 16, 2023
VOYA INVESTMENTS DISTRIBUTOR, LLC
June 1, 2009 - December 14, 2009
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
March 14, 2007 - April 2, 2007
MORGAN STANLEY DW INC.
November 6, 2006 - November 16, 2006
RESOURCE SECURITIES LLC
January 28, 2005 - December 12, 2005
BRYAN FUNDING, INC.
February 17, 2004 - November 3, 2006
ANTHEM SECURITIES, INC.
March 9, 2001 - February 5, 2004
OLD MUTUAL INVESTMENT PARTNERS
June 20, 2000 - February 12, 2001
IDS LIFE INSURANCE COMPANY
June 20, 2000 - February 12, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EXEMPLAR CAPITAL, LLC
CRD#: 155786 / SEC#: , 8-68740
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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