Dale T. Facey

EAGLE STRATEGIES LLC

PLANO, TX 75024

Some features on this profile are disabled

CRD#: 4194210

Professional summary

Dale T Facey, who also goes by Dale Thomas Facey, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Plano, Texas and NYLIFE SECURITIES LLC located in Plano, Texas.

Dale is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Dale has worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dale Thomas Facey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[INVESTMENT ADVISOR AFFILIATED WITH EAGLE STRATEGIES LLC] [BLUE CANDLELIGHT MUSIC SERIES; NON-PROFIT PROMOTING CHAMBER MUSIC; VICE PRESIDENT-BOARD MEMBER; NON-INVESTMENT RELATED; 10 HOURS PER MONTH AND NONE DURING SECURITIES HOURS; START DATE 04/13; 19607 BENT BROOK CT DALLAS TX 75252]

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dale T Facey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 27, 2011 - Present

EAGLE STRATEGIES LLC

Office #1: 7160 Dallas Parkway Suite 510, Plano, TX 75024

RIA

CRD#: 110826

PLANO, TX

Current

April 1, 2011 - Present

NYLIFE SECURITIES LLC

Office #1: 7160 Dallas Parkway Suite 510, Plano, TX 75024

CRD#: 5167

Plano, TX

Past

May 26, 2021 - May 30, 2025

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

Plano, TX

Past

February 21, 2007 - April 23, 2009

MMLISI FINANCIAL ALLIANCES, LLC

CRD#: 119003

SPRINGFIELD, MA

Past

January 2, 2001 - July 23, 2008

MML DISTRIBUTORS, LLC

CRD#: 38030

SPRINGFIELD, MA

Past

July 6, 2000 - April 21, 2009

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(9/8/2011)

IAR

Texas
(9/27/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/3/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/7/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/5/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/12/2007

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 7/20/2000

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

2,804

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (11/11/2025)

EAGLE STRATEGIES DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	111,361
AUM (Assets Under Management)	$ 25,395,380,570

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Alvarez

EDWARD JONES

IAR

Grapevine, TX

Kenneth Hopkins

ORION WEALTH MANAGEMENT LLC

IAR

Garland, TX

Jonathan Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

IAR

DALLAS, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Dale T. Facey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dale T Facey's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE SECURITIES LLC

NYLIFE DISTRIBUTORS LLC

MMLISI FINANCIAL ALLIANCES, LLC

MML DISTRIBUTORS, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/3/2011

SIE

Date: 10/1/2018

Series 7

Date: 8/7/2007

Series 6

Date: 7/5/2000

Series 24

Date: 9/12/2007

Series 26

Date: 7/20/2000

FINRA

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

Similar Advisors