Amy L. Duncan
KESTRA ADVISORY SERVICES
Denver, CO 80218
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CRD#: 4193765
Amy L. DuncanKESTRA ADVISORY SERVICES
Professional summary
Amy L. Duncan, CFP®, who also goes by Amy Lynne Ballinger, Amy B Carmichael, Amy Carmichael, Amy B Duncan, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Denver, Colorado and KESTRA INVESTMENT SERVICES, LLC located in Denver, Colorado.
Amy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Amy has worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Aliases
Amy Lynne Ballinger | Amy B Carmichael | Amy Carmichael | Amy B Duncan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/27/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: TEAM DUNCAN FINANCIAL POSITION: Registered Rep NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/27/2026 ADDRESS: 1551 N Ogden Street, Denver CO 80206, United States DESCRIPTION: Registered Rep Name: CANDLELIGHT CAPITAL, LLC POSITION: member NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/27/2026 ADDRESS: 1551 N Ogden Street, Denver CO 80218, United States DESCRIPTION: None Name: FRISCO CHALET, LLC POSITION: member NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/27/2026 ADDRESS: 1368 Gaylord St, Denver CO 80206, United States DESCRIPTION: None Name: CANDLELIGHT VENTURES, INC POSITION: Officer NATURE: S Corp formed for tax purposes INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/27/2026 ADDRESS: 1551 N Ogden Street, Denver CO 80218, United States DESCRIPTION: Minor paperwork and tax prep Name: COASTLINE WEALTH MANAGEMENT POSITION: Registered Rep NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/27/2026 ADDRESS: 1551 N Ogden Street, Denver CO 80206, United States DESCRIPTION: Registered Rep
CRS (Client Relationship Summary) - RIA
Click below to view Amy L. Duncan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
July 27, 2026 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1551 N. Ogden St, Denver, CO 80218RIA
CRD#: 283330
Denver, CO
Current
July 27, 2026 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1551 N Ogden St, Denver, CO 80218BD
CRD#: 42046
Denver, CO
Past
December 5, 2025 - July 28, 2026
BFC PLANNING, INC.
RIA
CRD#: 119682
CEDAR RAPIDS, IA
Past
December 5, 2025 - July 28, 2026
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
BD
CRD#: 13609
Denver, CO
Past
March 17, 2016 - December 31, 2016
MOLONEY INVESTMENT ADVISORY LLC
RIA
CRD#: 282140
DENVER, CO
Past
February 23, 2016 - December 5, 2025
MOLONEY SECURITIES ASSET MANAGEMENT LLC
RIA
CRD#: 282448
Denver, CO
Past
July 19, 2012 - April 13, 2016
MOLONEY SECURITIES CO., INC.
RIA
CRD#: 38535
Denver, CO
Past
May 2, 2005 - December 5, 2025
MOLONEY SECURITIES CO., INC.
BD
CRD#: 38535
Denver, CO
Past
March 21, 2001 - May 2, 2005
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
ST. LOUIS, MO
Past
July 28, 2000 - March 6, 2001
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
July 28, 2000 - March 6, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(7/27/2026)
RR
Arizona(7/27/2026)
RR
California(7/27/2026)
RR
Colorado(7/27/2026)
IAR
Colorado(7/27/2026)
RR
Connecticut(7/27/2026)
RR
District of Columbia(7/27/2026)
RR
Florida(7/27/2026)
RR
Idaho(7/27/2026)
RR
Indiana(7/27/2026)
RR
Kansas(7/27/2026)
RR
Michigan(7/27/2026)
RR
Missouri(7/27/2026)
RR
New Mexico(7/27/2026)
RR
New York(7/27/2026)
RR
Pennsylvania(7/27/2026)
RR
South Carolina(7/27/2026)
RR
Texas(7/27/2026)
IAR
Texas(7/27/2026)
RR
Utah(7/27/2026)
RR
Vermont(7/27/2026)
RR
Wyoming(7/27/2026)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Loading...
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
