Nicole L. Monlon
Professional summary
Nicole Lia Monlon, who also goes by Nicole L Monlon, Nicole Monlon, is a registered financial professional currently at PATRICK CAPITAL MARKETS, LLC located in St. Louis, Missouri.
Nicole is registered as a RR (Registered Representative) and started their career in finance in 2005. Nicole has worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicole Lia Monlon's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 5, 2025 - Present
PATRICK CAPITAL MARKETS, LLC
Office #1: 11152 South Towne Square, St. Louis, MO 63123October 7, 2021 - January 7, 2025
DWS DISTRIBUTORS, INC.
June 4, 2020 - August 18, 2020
SELECT CAPITAL CORPORATION
November 7, 2016 - June 21, 2019
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
April 17, 2014 - August 24, 2016
CNL SECURITIES CORP.
March 9, 2012 - April 8, 2014
CAREY FINANCIAL, LLC
September 16, 2009 - October 5, 2010
OAK STREET SECURITIES, INC.
July 23, 2008 - November 26, 2008
AFA FINANCIAL GROUP, LLC
April 10, 2007 - August 26, 2008
GRIFFIN CAPITAL SECURITIES, LLC
June 23, 2005 - September 6, 2006
GRUBB & ELLIS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/8/2025)
(11/18/2025)
Exams
FINRA
Current Firm
PATRICK CAPITAL MARKETS, LLC
CRD#: 16518 / SEC#: , 8-34099
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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