MG
Mark S. Gluckner
THRIVENT INVESTMENT MANAGEMENT
Chattanooga, TN 37421
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CRD#: 4193383
MG
Professional summary
Mark Steven Gluckner, ChFC®, CLU® is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Chattanooga, Tennessee.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Mark has worked at 1 firm and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LUTHERAN HOUR MINISTRY POSITION: Chattanooga Zone Coordinator, Church Ambassador NATURE: Radio Ministry / World Missions INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/14/2016 ADDRESS: 660 Mason Ridge Ctr, St Louis MO 63141 DESCRIPTION: Assist with providing information about LHM at the churches in theChattanooga Zone LUTHERAN HOUR MINISTRY/LUTHERAN LAYMEN'S LEAGUE POSITION: Tennessee District Board Vice President NATURE: LHM is a Global media organization that equips and engages a vibrant volunteer base to passionately proclaim the Gospel to more than 150 million people worldwide each week. The LLL TN District Board is the volunteer group assisting with communicating LHM resources to the local Lutheran Churches in Central and E TN. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/17/2022 ADDRESS: 660 Mason Ridge Center, St. Louis MO 63141, United States DESCRIPTION: Vice-President(TN District Board) shall assist the District President in his official duties and shall perform the duties of the District President in his absence. He shall perform such other duties or special projects as may be from time to time assigned to him by the Executive Board of the Lutheran Laymen League of the Tennessee District. He shall also make arrangements for the Executive District Board meetings, establish the annual calendar of events and attend the Annual District Conference for the Tennessee District. GOOD SHEPHERD LUTHERAN CHURCH POSITION: Stewardship Committee Chairperson NATURE: Christian Church INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 07/03/2023 ADDRESS: 822 Belvoir Ave, Chattanooga TN 37412, United States DESCRIPTION: The Stewardship committee is primarily responsible on encouraging Church Members regarding the stewardship of their time, talents and treasures on behalf of the Church to assist the Church in communicating the Gospel message to the community and Members. The committee will put together a program and develop a theme and work with Members to assist them in finding how they can use their gifts to support the Church.The Chairperson leads the members in the development of the program. The Chairperson will communicate the program to the Council and will be a member of Council and will be a voting member.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Steven Gluckner's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mark Steven Gluckner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 5, 2008 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 118 Lee Parkway Dr Ste 305, Chattanooga, TN 37421RIA
BD
CRD#: 18387
Chattanooga, TN
Current
June 26, 2000 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 118 Lee Parkway Dr Ste 305, Chattanooga, TN 37421RIA
BD
CRD#: 18387
Chattanooga, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/12/2007)
RR
Colorado(10/27/2023)
RR
Florida(1/24/2011)
RR
Georgia(11/13/2000)
RR
Michigan(8/22/2024)
RR
New Mexico(10/27/2023)
RR
North Carolina(9/1/2017)
RR
Ohio(7/3/2002)
RR
Oregon(9/1/2017)
RR
Pennsylvania(6/12/2018)
RR
Tennessee(6/27/2000)
IAR
Tennessee(3/5/2008)
RR
Utah(6/5/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Chattanooga, TN 37421TRUST BUT VERIFY
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