Donald F. Course
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Frederick Course was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 2000. Donald had worked at 2 firms and has passed the Series 66, Series 65, Series 3, Series 55, Series 7, Series 24, Series 4 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2002 - October 31, 2013
1ST MUNICH CAPITAL, LLC
June 13, 2000 - October 15, 2002
1ST DISCOUNT BROKERAGE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/4/2001
Limited Representative-Equity Trader ExamCurrent Firm
1ST MUNICH CAPITAL, LLC
CRD#: 121417 / SEC#: , 8-65411
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
