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WS

William R. Shaw

PACIFIC COAST CAPITAL
Lake Oswego, OR 97035
Some features on this profile are disabled
CRD#: 4193289
WS

Professional summary

William Russell Shaw III, who also goes by William R. Shaw, William Russell Shaw, is a registered financial professional currently at PACIFIC COAST CAPITAL, LLC located in Lake Oswego, Oregon.

William is registered as a RR (Registered Representative) and started their career in finance in 2000. William has worked at 2 firms and has passed the Series 79TO and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

William R. Shaw | William Russell Shaw

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Russell Shaw III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 30, 2023 - Present

PACIFIC COAST CAPITAL, LLC

Office #1: 5665 Meadows Road Suite 200, Lake Oswego, OR 97035
BD
CRD#: 304602
Lake Oswego, OR
Past

August 30, 2000 - July 6, 2010

ROTHSCHILD & CO US INC.

BD
CRD#: 2910
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 79TO
Date: 1/27/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 8/29/2000
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PC
PACIFIC COAST CAPITAL, LLC
PACIFIC COAST CAPITAL, LLC

CRD#: 304602 / SEC#: , 8-70364

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
5665 Meadows Road Suite 200, Lake Oswego, OR 97035
Mailing Address
680 Hawthorne Ave. Suite 140, Salem, OR 97301
Phone number
(760) 431-8440
Established
Oregon since 03/15/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ALDRICH SERVICES LLPMEMBER
ANDREOSKY, BRIAN EUGENEPRINCIPAL, CHIEF COMPLIANCE OFFICER, FINOP4663919
PINKARD, CARL JAMES IIPRINCIPAL, MANAGER,4596300

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PACIFIC COAST CAPITAL, LLC

CRD#: 304602Lake Oswego, OR 97035

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