Kenneth M. Moore

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CRD#: 4193243

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kenneth M Moore JR., who also goes by Ken Moore, was a registered financial professional .

Kenneth is a previously registered financial professional and started their career in finance in 2000. Kenneth had worked at 4 firms and has passed the Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ken Moore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)308 W STONE, LLC, 308 W STONE AVE., GREENVILLE, SC 29609. BEGAN 1/08 AS GENERAL PARTNER/PART OWNER OF REAL ESTATE BUILDING. NOT INVESTMENT RELATED. DEVOTES 20 HRS/YR NONE DURING TRADING.

Blog Corner

CRS (Client Relationship Summary)

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GLOBAL VIEW INVESTMENT ADVISORS, LLC

GLOBAL VIEW INVESTMENT ADVISORS, LLC | GLOBAL VIEW, LLC

CRD#: 145499 / SEC#: 801-68500

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/14/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/3/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/28/2005

General Securities Principal Examination

Current Firm

GLOBAL VIEW INVESTMENT ADVISORS, LLC

GLOBAL VIEW INVESTMENT ADVISORS, LLC | GLOBAL VIEW, LLC

CRD#: 145499 / SEC#: 801-68500

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

800 E Washington St Suite 2a, Greenville, SC 29601

Mailing Address

1320 Main St Suite 300, Columbia, SC 29201

Phone number

(864) 335-9211

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2025 (2/24/2025)

Regulatory assets under management

Total Number of Accounts	1,733
AUM (Assets Under Management)	$ 480,406,858

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kenneth M. Moore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GLOBAL VIEW INVESTMENT ADVISORS, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

GLOBAL VIEW INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/14/2000

Series 7

Date: 7/3/2000

Series 24

Date: 3/28/2005

Current Firm

GLOBAL VIEW INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GLOBAL VIEW INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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