Timothy C. Taite
Professional summary
Timothy Cannon Taite, who also goes by Tim Taite, Timothy C Taite, Timothy Cannon Taite, Tim Taite, Timmy Taite, Timothy Taite, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Houston, Texas.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 2000. Timothy has worked at 8 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Cannon Taite's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 17, 2024 - Present
NYLIFE SECURITIES LLC
Office #1: 3200 Southwest Freeway Suite 1900, Houston, TX 77027August 15, 2018 - June 2, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
August 15, 2018 - June 2, 2021
BBVA SECURITIES INC.
April 10, 2012 - December 26, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 10, 2012 - December 26, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 11, 2011 - December 15, 2011
FIRST COMMAND BROKERAGE SERVICES, INC.
May 11, 2011 - December 15, 2011
FIRST COMMAND BROKERAGE SERVICES, INC.
November 9, 2009 - March 4, 2011
EDWARD JONES
November 9, 2009 - March 4, 2011
EDWARD JONES
January 1, 2008 - October 23, 2009
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - October 23, 2009
WELLS FARGO CLEARING SERVICES, LLC
June 17, 2005 - January 1, 2008
A. G. EDWARDS & SONS, INC.
July 11, 2000 - January 3, 2008
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/16/2024)
Exams
Series 7TO
Date: 6/18/2024
General Securities Representative ExaminationFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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