Robert H. Carson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Howard Carson SR, who also goes by Robert Howard Carson, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1965. Robert had worked at 8 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 1986 - March 1, 1989
INVESTORS BROKERAGE SERVICES, INC.
October 31, 1980 - January 7, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 28, 1975 - November 30, 1975
ASTRA FUND DISTRIBUTORS CORP.
May 16, 1974 - May 5, 1978
TOWER SQUARE SECURITIES, INC.
April 1, 1974 - November 17, 1980
J. W. WELLER & CO., INC.
May 2, 1972 - April 22, 1973
ITT FAMILY SECURITY SALES CORPORATION
May 2, 1972 - May 30, 1973
HARTFORD VARIABLE ANN LIFE INS CO
February 25, 1966 - November 28, 1975
PILGRIM FUND DISTRIBUTORS INC
August 19, 1965 - April 18, 1974
ASTRA FUND DISTRIBUTORS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/25/1959
Registered Representative ExaminationCurrent Firm
INVESTORS BROKERAGE SERVICES, INC.
CRD#: 4257 / SEC#: , 8-14989
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| BARRETT, THOMAS RALPH | DIRECTOR | 2820433 |
| CALLAWAY, STEVE MANLEY | CHIEF COMPLIANCE OFFICER/SECRETARY | 2863190 |
| CALLAWAY, STEVE MANLEY | PRESIDENT/DIRECTOR | 2863190 |
| CARROLL, GARY MICHAEL | ASSISTANT COMPLIANCE OFFICER | 2846420 |
| DEBNAR, LAWRENCE JAMES | CHIEF FINANCIAL OFFICER / FINANCIAL & OPERATIONS PRINCIPAL | 3110005 |
| MAJEWSKI, CAROL LOUANN | ASST COMPLIANCE OFFICER/ DIRECTOR | 1423566 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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