OG
Orlando A. Gonzalez
T. ROWE PRICE INVESTMENT SERVICES
BALTIMORE, MD 21231
Some features on this profile are disabled
CRD#: 4193058
OG
Professional summary
Orlando A Gonzalez, who also goes by Orlando Alberto Gonzalez, is a registered financial professional currently at T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland.
Orlando is registered as a RR (Registered Representative) and started their career in finance in 2000. Orlando has worked at 6 firms and has passed the Series 66, SIE, Series 79, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Orlando Alberto Gonzalez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Orlando A Gonzalez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 12, 2025 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231BD
CRD#: 8348
BALTIMORE, MD
Past
March 28, 2017 - March 14, 2018
CITI PRIVATE ALTERNATIVES, LLC
BD
CRD#: 153777
New York, NY
Past
July 25, 2008 - May 20, 2024
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
September 27, 2006 - June 25, 2008
J.P. MORGAN SECURITIES INC.
RIA
CRD#: 18718
NEW YORK, NY
Past
July 1, 2006 - June 25, 2008
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
Past
July 13, 2004 - September 27, 2006
BANC ONE SECURITIES CORPORATION
RIA
CRD#: 16999
NEW ORLEANS, LA
Past
July 12, 2004 - July 1, 2006
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
NEW ORLEANS, LA
Past
October 11, 2000 - July 6, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEW ORLEANS, LA
Past
August 16, 2000 - July 6, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/12/2025)
RR
Alaska(2/12/2025)
RR
Arizona(2/12/2025)
RR
Arkansas(2/12/2025)
RR
California(2/12/2025)
RR
Colorado(2/12/2025)
RR
Connecticut(2/12/2025)
RR
Delaware(2/12/2025)
RR
District of Columbia(2/12/2025)
RR
Florida(2/12/2025)
RR
Georgia(2/12/2025)
RR
Hawaii(2/12/2025)
RR
Idaho(2/12/2025)
RR
Illinois(2/12/2025)
RR
Indiana(2/12/2025)
RR
Iowa(2/12/2025)
RR
Kansas(2/12/2025)
RR
Kentucky(2/12/2025)
RR
Louisiana(2/12/2025)
RR
Maine(2/12/2025)
RR
Maryland(2/12/2025)
RR
Massachusetts(2/12/2025)
RR
Michigan(2/12/2025)
RR
Minnesota(2/12/2025)
RR
Mississippi(2/12/2025)
RR
Missouri(2/12/2025)
RR
Montana(2/12/2025)
RR
Nebraska(2/12/2025)
RR
Nevada(2/12/2025)
RR
New Hampshire(2/12/2025)
RR
New Jersey(2/12/2025)
RR
New Mexico(2/12/2025)
RR
New York(2/12/2025)
RR
North Carolina(2/12/2025)
RR
North Dakota(2/12/2025)
RR
Ohio(2/18/2025)
RR
Oklahoma(2/12/2025)
RR
Oregon(2/12/2025)
RR
Pennsylvania(2/12/2025)
RR
Puerto Rico(2/12/2025)
RR
Rhode Island(2/12/2025)
RR
South Carolina(2/12/2025)
RR
South Dakota(2/12/2025)
RR
Tennessee(2/12/2025)
RR
Texas(2/12/2025)
RR
Utah(2/12/2025)
RR
Vermont(2/12/2025)
RR
Virgin Islands(2/12/2025)
RR
Virginia(2/12/2025)
RR
Washington(2/12/2025)
RR
West Virginia(2/12/2025)
RR
Wisconsin(2/12/2025)
RR
Wyoming(2/12/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TR
T. ROWE PRICE INVESTMENT SERVICES, INC.
ROWE PRICE MARKETING, INC. | T. ROWE PRICE MARKETING, INC. | T. ROWE PRICE INVESTMENT SERVICES, INC.
CRD#: 8348 / SEC#: , 8-25130
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1307 Point Street, Baltimore, MD 21231
Mailing Address
1307 Point Street, Baltimore, MD 21231
Phone number
(410) 345-2000
Established
Maryland since 06/10/1980
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T. ROWE PRICE ASSOCIATES, INC. | SHAREHOLDER | |
| BROWN, ANNE WHITESCARVER | VICE PRESIDENT/DIRECTOR | 2396529 |
| COYNE, TIMOTHY JOHN | DIRECTOR | 2096849 |
| HERR, DAVID J | VICE PRESIDENT/DIRECTOR | 7659903 |
| KORENMAN, PHILLIP | PRESIDENT/DIRECTOR/CHAIRMAN OF THE BOARD | 4531831 |
| MUMFORD, STEPHANIE PETERS | VICE PRESIDENT/CCO | 2725261 |
| NEWMAN, CHRISTOPHER CUDDY | VICE PRESIDENT/DIRECTOR | 2037516 |
| NYCE, BRITTON | VICE PRESIDENT/CONTROLLER | 7313600 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
